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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-8.31%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.27B
AUM Growth
-$1.02B
Cap. Flow
-$255M
Cap. Flow %
-4.07%
Top 10 Hldgs %
8.16%
Holding
1,944
New
111
Increased
642
Reduced
1,061
Closed
60

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$13.1M
2
CNP icon
CenterPoint Energy
CNP
+$6.32M
3
PMT
PennyMac Mortgage Investment
PMT
+$6.08M
4
CIM
Chimera Investment
CIM
+$6.06M
5
BKE icon
Buckle
BKE
+$5.94M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$19.4M
2
LLY icon
Eli Lilly
LLY
+$14.1M
3
AEO icon
American Eagle Outfitters
AEO
+$13.2M
4
DRI icon
Darden Restaurants
DRI
+$13M
5
UIL
UIL HOLDINGS
UIL
+$12.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.26%
2 Healthcare 10.87%
3 Financials 9.65%
4 Energy 8.47%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFX
1801
DELISTED
Newfield Exploration
NFX
$26K ﹤0.01%
800
– –
ALLE icon
1802
Allegion
ALLE
$12.9B
$25K ﹤0.01%
433
-100
-19% -$6.1K
ISCA
1803
DELISTED
International Speedway Corp
ISCA
$25K ﹤0.01%
800
– –
ADT
1804
DELISTED
ADT Corp
ADT
$25K ﹤0.01%
850
– –
AIZ icon
1805
Assurant
AIZ
$13.8B
$24K ﹤0.01%
300
– –
SWN
1806
DELISTED
Southwestern Energy Company
SWN
$24K ﹤0.01%
1,900
– –
AN icon
1807
AutoNation
AN
$6.92B
$23K ﹤0.01%
400
– –
APAM icon
1808
Artisan Partners
APAM
$2.85B
$23K ﹤0.01%
+655
New +$28.3K
TIVO
1809
DELISTED
Tivo Inc
TIVO
$23K ﹤0.01%
2,200
-400
-15% -$4.84K
HCBK
1810
DELISTED
HUDSON CITY BANCORP INC
HCBK
$23K ﹤0.01%
2,300
-200
-8% -$1.98K
MUR icon
1811
Murphy Oil
MUR
$5.51B
$22K ﹤0.01%
900
-2,654
-75% -$84.8K
RIG icon
1812
Transocean
RIG
$6.38B
$21K ﹤0.01%
1,600
-3,488
-69% -$48.4K
LM
1813
DELISTED
Legg Mason, Inc.
LM
$21K ﹤0.01%
500
– –
NAVI icon
1814
Navient
NAVI
$870M
$20K ﹤0.01%
1,800
-6,261
-78% -$91.6K
PHT
1815
DELISTED
Pioneer High Income Fund
PHT
$20K ﹤0.01%
1,914
-117
-6% -$1.28K
TDC icon
1816
Teradata
TDC
$2.59B
$20K ﹤0.01%
700
-1,244
-64% -$39.9K
FLIR
1817
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$20K ﹤0.01%
700
– –
CHK
1818
DELISTED
Chesapeake Energy Corporation
CHK
$18K ﹤0.01%
13
– –
HIX
1819
Western Asset High Income Fund II
HIX
$348M
$17K ﹤0.01%
2,692
-48,098
-95% -$337K
MRC
1820
DELISTED
MRC Global
MRC
$17K ﹤0.01%
1,484
-77
-5% -$1.01K
OI icon
1821
O-I Glass
OI
$1.02B
$17K ﹤0.01%
800
– –
THC icon
1822
Tenet Healthcare
THC
$21.7B
$17K ﹤0.01%
450
– –
TR icon
1823
Tootsie Roll Industries
TR
$2.87B
$17K ﹤0.01%
771
-138
-15% -$3.17K
ACG
1824
DELISTED
AllianceBernstein Income Fund Inc
ACG
$17K ﹤0.01%
2,214
-136
-6% -$1.05K
CONN
1825
DELISTED
Conn's Inc.
CONN
$16K ﹤0.01%
671
-132
-16% -$4.31K
71 72
73
74 75

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

Advisors Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advisors Asset Management held 1,944 positions worth $6.27B, down 14% from $7.29B the previous quarter. Its ten largest holdings account for 8.2% of the portfolio.

Advisors Asset Management withdrew a net $255M in Q3 2015, closing 60 positions and reducing 1,061 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $2.97M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advisors Asset Management opened a new position in BAXALTA INC COM STK (DE) worth $11.9M.

  • Advisors Asset Management's largest Q3 2015 buy was BAXALTA INC COM STK (DE): 378,927 shares worth $11.9M.
  • Advisors Asset Management added most to CenterPoint Energy in Q3 2015, an estimated $6.32M increase.
  • Advisors Asset Management's biggest Q3 2015 reduction was Reynolds American Inc, cutting an estimated $19.4M.
  • Advisors Asset Management fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $2.97M.
  • Advisors Asset Management's ten largest holdings make up 8.2% of its $6.27B portfolio in Q3 2015.
  • Advisors Asset Management opened 111 new positions and closed 60 in Q3 2015.
  • Advisors Asset Management's portfolio value fell 14% quarter-over-quarter to $6.27B.

Based on Advisors Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.