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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.11%
2 Healthcare 9.87%
3 Technology 9.26%
4 Financials 9.23%
5 Industrials 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMR icon
1776
The RMR Group
RMR
$330M
$23K ﹤0.01%
614
-574
-48% -$20.9K
ASNA
1777
DELISTED
Ascena Retail Group, Inc.
ASNA
$23K ﹤0.01%
204
-20
-9% -$3.03K
LXU icon
1778
LSB Industries
LXU
$841M
$22K ﹤0.01%
3,318
-2,919
-47% -$24.8K
NAVI icon
1779
Navient
NAVI
$868M
$22K ﹤0.01%
1,500
-100
-6% -$1.39K
ARI
1780
Apollo Commercial Real Estate
ARI
$869M
$21K ﹤0.01%
1,267
-34
-3% -$559
RL icon
1781
Ralph Lauren
RL
$20B
$20K ﹤0.01%
200
-100
-33% -$10K
ISCA
1782
DELISTED
International Speedway Corp
ISCA
$20K ﹤0.01%
600
-100
-14% -$3.39K
HIX
1783
Western Asset High Income Fund II
HIX
$349M
$19K ﹤0.01%
2,607
-85
-3% -$606
JPC icon
1784
Nuveen Preferred & Income Opportunities Fund
JPC
$2.7B
$19K ﹤0.01%
1,919
-51
-3% -$525
PHT
1785
DELISTED
Pioneer High Income Fund
PHT
$19K ﹤0.01%
1,854
-60
-3% -$623
TDC icon
1786
Teradata
TDC
$2.59B
$19K ﹤0.01%
600
– –
FLIR
1787
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$19K ﹤0.01%
600
– –
KHI
1788
DELISTED
Deutsche High Income Trust
KHI
$19K ﹤0.01%
2,053
-61,340
-97% -$559K
GIII icon
1789
G-III Apparel Group
GIII
$1.16B
$18K ﹤0.01%
626
-37
-6% -$1.45K
CHK
1790
DELISTED
Chesapeake Energy Corporation
CHK
$18K ﹤0.01%
14
+1
+8% +$1.15K
RIG icon
1791
Transocean
RIG
$6.38B
$17K ﹤0.01%
1,600
– –
TR icon
1792
Tootsie Roll Industries
TR
$2.86B
$17K ﹤0.01%
632
– –
LM
1793
DELISTED
Legg Mason, Inc.
LM
$17K ﹤0.01%
500
– –
CIK
1794
UBS Asset Management Income Fund, Inc.
CIK
$133M
$16K ﹤0.01%
5,031
-163
-3% -$497
IWM icon
1795
iShares Russell 2000 ETF
IWM
$79B
$16K ﹤0.01%
+131
New +$15.9K
AN icon
1796
AutoNation
AN
$6.92B
$15K ﹤0.01%
300
– –
URBN icon
1797
Urban Outfitters
URBN
$6.64B
$14K ﹤0.01%
400
– –
OI icon
1798
O-I Glass
OI
$1.02B
$13K ﹤0.01%
700
-100
-13% -$1.81K
LBF
1799
DELISTED
Deutsche Global High Incm Fund
LBF
$13K ﹤0.01%
1,596
-52
-3% -$437
CRC
1800
DELISTED
California Resources Corporation
CRC
$13K ﹤0.01%
1,065
-2,455
-70% -$28K
70 71
72
73 74

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PA
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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.