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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.2B
AUM Growth
+$571M
Cap. Flow
+$261M
Cap. Flow %
4.21%
Top 10 Hldgs %
9.26%
Holding
1,800
New
48
Increased
840
Reduced
732
Closed
44

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
2
KMI icon
Kinder Morgan
KMI
+$8.22M
3
DD icon
DuPont de Nemours
DD
+$8.13M
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$8.11M
5
SIX
Six Flags Entertainment Corp.
SIX
+$8.1M

Top Sells

Rank Stock Value
1
ARK
BLACKROCK SR HIGH INCM FD INC
ARK
+$15.8M
2
NAI
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
+$10.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$8.75M
4
SE
Spectra Energy Corp Wi
SE
+$7.29M
5
SON icon
Sonoco
SON
+$7.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 25.71%
2 Financials 10.33%
3 Energy 9.46%
4 Industrials 8.3%
5 Healthcare 7.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
1701
Zions Bancorporation
ZION
$9.94B
$30K ﹤0.01%
1,000
-100
-9% -$2.88K
TSS
1702
DELISTED
Total System Services, Inc.
TSS
$30K ﹤0.01%
900
– –
UFCS icon
1703
United Fire Group
UFCS
$1.38B
$29K ﹤0.01%
1,018
-93
-8% -$2.78K
DWSN icon
1704
Dawson Geophysical
DWSN
$106M
$28K ﹤0.01%
1,337
-69
-5% -$1.44K
NDAQ icon
1705
Nasdaq
NDAQ
$52.7B
$28K ﹤0.01%
2,100
– –
AIZ icon
1706
Assurant
AIZ
$13.8B
$27K ﹤0.01%
400
– –
EPAC icon
1707
Enerpac Tool Group
EPAC
$1.86B
$27K ﹤0.01%
746
-68
-8% -$2.58K
PHF
1708
DELISTED
Pacholder High Yield
PHF
$27K ﹤0.01%
3,374
-63
-2% -$505
CVGW
1709
DELISTED
Calavo Growers
CVGW
$26K ﹤0.01%
868
-79
-8% -$2.35K
LM
1710
DELISTED
Legg Mason, Inc.
LM
$26K ﹤0.01%
600
– –
AVX
1711
DELISTED
AVX Corporation
AVX
$26K ﹤0.01%
+1,844
New +$25K
MHY
1712
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$26K ﹤0.01%
4,580
-85
-2% -$481
AVY icon
1713
Avery Dennison
AVY
$12.9B
$25K ﹤0.01%
500
-100
-17% -$4.71K
FFBC icon
1714
First Financial Bancorp
FFBC
$3.38B
$25K ﹤0.01%
1,443
-596
-29% -$9.53K
HIO
1715
Western Asset High Income Opportunity Fund
HIO
$328M
$25K ﹤0.01%
4,156
-77
-2% -$461
BRSL
1716
Brightstar Lottery PLC
BRSL
$2.03B
$25K ﹤0.01%
1,400
-100
-7% -$1.8K
LNW
1717
DELISTED
Light & Wonder
LNW
$25K ﹤0.01%
1,500
-100
-6% -$1.76K
RLI icon
1718
RLI Corp
RLI
$5.62B
$25K ﹤0.01%
+1,008
New +$23.9K
TBRG
1719
DELISTED
TruBridge
TBRG
$25K ﹤0.01%
+410
New +$24.7K
ZIXI
1720
DELISTED
Zix Corporation
ZIXI
$25K ﹤0.01%
5,503
+1,423
+35% +$6.41K
KHI
1721
DELISTED
Deutsche High Income Trust
KHI
$25K ﹤0.01%
2,698
-50
-2% -$456
ALLE icon
1722
Allegion
ALLE
$12.9B
$24K ﹤0.01%
+533
New +$23.1K
DHY
1723
UBS Asset Management High Yield Credit Fund
DHY
$235M
$24K ﹤0.01%
7,755
-145
-2% -$452
PENN icon
1724
PENN Entertainment
PENN
$2.3B
$24K ﹤0.01%
1,648
-5,650
-77% -$77.6K
X
1725
DELISTED
US Steel
X
$24K ﹤0.01%
800
– –
67 68
69
70 71

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Advisors Asset Management held 1,800 positions worth $6.2B, up 10% from $5.63B the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Advisors Asset Management deployed $261M of net new capital in Q4 2013, opening 48 new positions and adding to 840 existing holdings. Its largest new stake was Ambev: 675,849 shares worth $4.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 26% of assets, down from 27% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Bristol-Myers Squibb, an estimated $8.75M trimmed.

  • Advisors Asset Management's largest Q4 2013 buy was Ambev: 675,849 shares worth $4.97M.
  • Advisors Asset Management added most to BlackRock Debt Strategies Fund in Q4 2013, an estimated $18.1M increase.
  • Advisors Asset Management's biggest Q4 2013 reduction was Bristol-Myers Squibb, cutting an estimated $8.75M.
  • Advisors Asset Management fully exited BLACKROCK SR HIGH INCM FD INC in Q4 2013, selling an estimated $15.8M.
  • Advisors Asset Management's ten largest holdings make up 9.3% of its $6.2B portfolio in Q4 2013.
  • Advisors Asset Management opened 48 new positions and closed 44 in Q4 2013.
  • Advisors Asset Management's portfolio value rose 10% quarter-over-quarter to $6.2B.

Based on Advisors Asset Management's 13F filing for Q4 2013, filed 3 Feb 2014.