We are live on ! Find out more
AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.43B
AUM Growth
-$185M
Cap. Flow
-$140M
Cap. Flow %
-2.59%
Top 10 Hldgs %
15.35%
Holding
1,625
New
73
Increased
577
Reduced
871
Closed
52

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$3.9M
2
DOW icon
Dow Inc
DOW
+$3.9M
3
WBA
Walgreens Boots Alliance
WBA
+$3.87M
4
MSFT icon
Microsoft
MSFT
+$3.74M
5
CAT icon
Caterpillar
CAT
+$3.62M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$11M
2
DUK icon
Duke Energy
DUK
+$6.5M
3
QCOM icon
Qualcomm
QCOM
+$6.18M
4
RHT
Red Hat Inc
RHT
+$6.06M
5
GIS icon
General Mills
GIS
+$5.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 15.75%
2 Technology 13.7%
3 Financials 11.8%
4 Healthcare 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
1576
Barings BDC
BBDC
$916M
– –
-27,251
Closed -$268K
BRW
1577
Saba Capital Income & Opportunities Fund
BRW
$324M
– –
-58,301
Closed -$555K
CENX icon
1578
Century Aluminum
CENX
$4.72B
– –
-688
Closed -$4.75K
CHX
1579
DELISTED
ChampionX
CHX
– –
-213
Closed -$7.14K
CLLS
1580
Cellectis
CLLS
$314M
– –
-12,393
Closed -$193K
CVCO icon
1581
Cavco Industries
CVCO
$4.14B
– –
-62
Closed -$9.77K
DBI icon
1582
Designer Brands
DBI
$265M
– –
-19,908
Closed -$382K
DECK icon
1583
Deckers Outdoor
DECK
$10.9B
– –
-2,214
Closed -$64.9K
EBND icon
1584
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.3B
– –
-1,547
Closed -$43K
EMLC icon
1585
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.1B
– –
-1,200
Closed -$41.6K
ETX
1586
Eaton Vance Municipal Income 2028 Term Trust
ETX
$197M
– –
-25,352
Closed -$521K
EXEL icon
1587
Exelixis
EXEL
$14.5B
– –
-3,875
Closed -$82.8K
FCT
1588
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
– –
-45,236
Closed -$545K
FWONK icon
1589
Liberty Media Series C
FWONK
$24.2B
– –
-2,845
Closed -$103K
GT icon
1590
Goodyear
GT
$1.66B
– –
-3,088
Closed -$47.2K
HOG icon
1591
Harley-Davidson
HOG
$2.78B
– –
-2,570
Closed -$92.1K
LEN.B icon
1592
Lennar Class B
LEN.B
$19.1B
– –
-61
Closed -$2.23K
LFUS icon
1593
Littelfuse
LFUS
$10.7B
– –
-689
Closed -$122K
MMD
1594
NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD
$275M
– –
-25,829
Closed -$539K
NHS
1595
Neuberger High Yield Strategies Fund Inc
NHS
$247M
– –
-24,644
Closed -$288K
PBF icon
1596
PBF Energy
PBF
$9.07B
– –
-15,506
Closed -$485K
PUK icon
1597
Prudential
PUK
$33.5B
– –
-510
Closed -$21.7K
RBA icon
1598
RB Global
RBA
$15.1B
– –
-10,425
Closed -$346K
SF
1599
Stifel
SF
$12.2B
– –
-1,438
Closed -$37.7K
SIG icon
1600
Signet Jewelers
SIG
$3.96B
– –
-4,323
Closed -$77.3K
61 62 63
64
65

Similar funds

PA
Parallel Advisors San Francisco, California $6.56B AUM 32.24% 1-Year Est. Return
GRP
Global Retirement Partners San Rafael, California $6.54B AUM
EB
Eastern Bank Boston, Massachusetts $6.53B AUM 30.05% 1-Year Est. Return
KGA
K5 Global Advisor Miami Beach, Florida $6.59B AUM
WHRC
W.H. Reaves & Co Jersey City, New Jersey $6.59B AUM 31.9% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.6B AUM 30.67% 1-Year Est. Return
SWP
Sagespring Wealth Partners Franklin, Tennessee $6.51B AUM 25.32% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

Advisors Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Advisors Asset Management held 1,625 positions worth $5.43B, down 3.3% from $5.61B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2019 filing shows 73 new, 577 increased, 871 reduced and 52 closed positions. Its largest new stake was BrightSpire Capital: 127,283 shares worth $1.84M. The largest sale was Merck, an estimated $11M.

By sector, the portfolio is most concentrated in Miscellaneous at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Advisors Asset Management's largest Q3 2019 buy was BrightSpire Capital: 127,283 shares worth $1.84M.
  • Advisors Asset Management added most to 3M in Q3 2019, an estimated $3.9M increase.
  • Advisors Asset Management's biggest Q3 2019 reduction was Merck, cutting an estimated $11M.
  • Advisors Asset Management fully exited Red Hat Inc in Q3 2019, selling an estimated $6.06M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $5.43B portfolio in Q3 2019.
  • Advisors Asset Management opened 73 new positions and closed 52 in Q3 2019.
  • Advisors Asset Management's portfolio value fell 3.3% quarter-over-quarter to $5.43B.

Based on Advisors Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.