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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.43B
AUM Growth
-$185M
Cap. Flow
-$140M
Cap. Flow %
-2.59%
Top 10 Hldgs %
15.35%
Holding
1,625
New
73
Increased
577
Reduced
871
Closed
52

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$3.9M
2
DOW icon
Dow Inc
DOW
+$3.9M
3
WBA
Walgreens Boots Alliance
WBA
+$3.87M
4
MSFT icon
Microsoft
MSFT
+$3.74M
5
CAT icon
Caterpillar
CAT
+$3.62M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$11M
2
DUK icon
Duke Energy
DUK
+$6.5M
3
QCOM icon
Qualcomm
QCOM
+$6.18M
4
RHT
Red Hat Inc
RHT
+$6.06M
5
GIS icon
General Mills
GIS
+$5.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 15.75%
2 Technology 13.7%
3 Financials 11.8%
4 Healthcare 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAD icon
1551
Lithia Motors
LAD
$8.08B
$1.32K ﹤0.01%
10
– –
WBC
1552
DELISTED
WABCO HOLDINGS INC.
WBC
$1.2K ﹤0.01%
9
-913
-99% -$121K
MFGP
1553
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1.13K ﹤0.01%
80
– –
PSXP
1554
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.13K ﹤0.01%
20
– –
UHS icon
1555
Universal Health Services
UHS
$10.4B
$1.04K ﹤0.01%
7
– –
LUV icon
1556
Southwest Airlines
LUV
$18.9B
$1.03K ﹤0.01%
19
– –
MMP
1557
DELISTED
Magellan Midstream Partners, L.P.
MMP
$994 ﹤0.01%
15
– –
MATX icon
1558
Matsons
MATX
$6.79B
$975 ﹤0.01%
26
– –
ECPG icon
1559
Encore Capital Group
ECPG
$2.06B
$833 ﹤0.01%
25
– –
CAL icon
1560
Caleres
CAL
$408M
$796 ﹤0.01%
34
– –
CXO
1561
DELISTED
CONCHO RESOURCES INC.
CXO
$679 ﹤0.01%
10
– –
PRAA icon
1562
PRA Group
PRAA
$720M
$574 ﹤0.01%
17
– –
SPB icon
1563
Spectrum Brands
SPB
$1.97B
$527 ﹤0.01%
10
– –
SYNA icon
1564
Synaptics
SYNA
$3.67B
$479 ﹤0.01%
12
– –
UTHR icon
1565
United Therapeutics
UTHR
$21.7B
$479 ﹤0.01%
6
– –
NBLX
1566
DELISTED
Noble Midstream Partners LP
NBLX
$458 ﹤0.01%
19
– –
EQM
1567
DELISTED
EQM Midstream Partners, LP
EQM
$458 ﹤0.01%
14
-8,112
-100% -$285K
SWBI icon
1568
Smith & Wesson
SWBI
$600M
$380 ﹤0.01%
85
– –
HAIN icon
1569
Hain Celestial
HAIN
$58.1M
$344 ﹤0.01%
16
– –
CRC
1570
DELISTED
California Resources Corporation
CRC
$306 ﹤0.01%
30
– –
WLL
1571
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
MNK
1572
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$22 ﹤0.01%
9
– –
FTR
1573
DELISTED
Frontier Communications Corp.
FTR
$18 ﹤0.01%
21
– –
ALKS icon
1574
Alkermes
ALKS
$7.61B
– –
-1,794
Closed -$40.4K
ANIK icon
1575
Anika Therapeutics
ANIK
$280M
– –
-5,924
Closed -$241K
61 62
63
64 65

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EB
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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Advisors Asset Management held 1,625 positions worth $5.43B, down 3.3% from $5.61B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2019 filing shows 73 new, 577 increased, 871 reduced and 52 closed positions. Its largest new stake was BrightSpire Capital: 127,283 shares worth $1.84M. The largest sale was Merck, an estimated $11M.

By sector, the portfolio is most concentrated in Miscellaneous at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Advisors Asset Management's largest Q3 2019 buy was BrightSpire Capital: 127,283 shares worth $1.84M.
  • Advisors Asset Management added most to 3M in Q3 2019, an estimated $3.9M increase.
  • Advisors Asset Management's biggest Q3 2019 reduction was Merck, cutting an estimated $11M.
  • Advisors Asset Management fully exited Red Hat Inc in Q3 2019, selling an estimated $6.06M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $5.43B portfolio in Q3 2019.
  • Advisors Asset Management opened 73 new positions and closed 52 in Q3 2019.
  • Advisors Asset Management's portfolio value fell 3.3% quarter-over-quarter to $5.43B.

Based on Advisors Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.