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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.43B
AUM Growth
-$185M
Cap. Flow
-$140M
Cap. Flow %
-2.59%
Top 10 Hldgs %
15.35%
Holding
1,625
New
73
Increased
577
Reduced
871
Closed
52

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$3.9M
2
DOW icon
Dow Inc
DOW
+$3.9M
3
WBA
Walgreens Boots Alliance
WBA
+$3.87M
4
MSFT icon
Microsoft
MSFT
+$3.74M
5
CAT icon
Caterpillar
CAT
+$3.62M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$11M
2
DUK icon
Duke Energy
DUK
+$6.5M
3
QCOM icon
Qualcomm
QCOM
+$6.18M
4
RHT
Red Hat Inc
RHT
+$6.06M
5
GIS icon
General Mills
GIS
+$5.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 15.75%
2 Technology 13.7%
3 Financials 11.8%
4 Healthcare 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
1526
Invesco Taxable Municipal Bond ETF
BAB
$888M
$4.44K ﹤0.01%
137
– –
CORP icon
1527
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.45B
$4.28K ﹤0.01%
39
– –
BHF icon
1528
Brighthouse Financial
BHF
$2.94B
$3.93K ﹤0.01%
97
-1
-1% -$37
INB
1529
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$3.74K ﹤0.01%
411
– –
REM icon
1530
iShares Mortgage Real Estate ETF
REM
$533M
$3.67K ﹤0.01%
87
– –
STMP
1531
DELISTED
Stamps.com, Inc.
STMP
$3.5K ﹤0.01%
47
-184
-80% -$10.8K
EPAY
1532
DELISTED
Bottomline Technologies Inc
EPAY
$3.19K ﹤0.01%
+81
New +$3.4K
PBP icon
1533
Invesco S&P 500 BuyWrite ETF
PBP
$381M
$2.94K ﹤0.01%
136
– –
QYLD icon
1534
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.34B
$2.8K ﹤0.01%
124
– –
HYLD
1535
DELISTED
High Yield ETF
HYLD
$2.58K ﹤0.01%
76
– –
AVNS
1536
DELISTED
Avanos Medical
AVNS
$2.21K ﹤0.01%
59
– –
EMLP icon
1537
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.07K ﹤0.01%
81
– –
GPMT
1538
Granite Point Mortgage Trust
GPMT
$48.2M
$2.02K ﹤0.01%
108
-531
-83% -$9.96K
EINC icon
1539
VanEck Energy Income ETF
EINC
$81.1M
$1.9K ﹤0.01%
34
– –
ICF icon
1540
iShares Select U.S. REIT ETF
ICF
$1.99B
$1.8K ﹤0.01%
30
– –
KBWY icon
1541
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$312M
$1.75K ﹤0.01%
56
– –
MLPA icon
1542
Global X MLP ETF
MLPA
$2.41B
$1.73K ﹤0.01%
34
– –
XOP icon
1543
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.21B
$1.7K ﹤0.01%
19
– –
VNQ icon
1544
Vanguard Real Estate ETF
VNQ
$37.5B
$1.68K ﹤0.01%
18
– –
FRME icon
1545
First Merchants
FRME
$2.56B
$1.62K ﹤0.01%
43
– –
DAL icon
1546
Delta Air Lines
DAL
$51.8B
$1.5K ﹤0.01%
26
– –
FTSL icon
1547
First Trust Senior Loan Fund ETF
FTSL
$2.41B
$1.47K ﹤0.01%
31
– –
HCA icon
1548
HCA Healthcare
HCA
$91.3B
$1.45K ﹤0.01%
12
– –
ECOL
1549
DELISTED
US Ecology, Inc.
ECOL
$1.41K ﹤0.01%
22
– –
LIVN icon
1550
LivaNova
LIVN
$4.35B
$1.33K ﹤0.01%
18
– –
60 61
62
63 64

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WHRC
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AWA
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SWP
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Advisors Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Advisors Asset Management held 1,625 positions worth $5.43B, down 3.3% from $5.61B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2019 filing shows 73 new, 577 increased, 871 reduced and 52 closed positions. Its largest new stake was BrightSpire Capital: 127,283 shares worth $1.84M. The largest sale was Merck, an estimated $11M.

By sector, the portfolio is most concentrated in Miscellaneous at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Advisors Asset Management's largest Q3 2019 buy was BrightSpire Capital: 127,283 shares worth $1.84M.
  • Advisors Asset Management added most to 3M in Q3 2019, an estimated $3.9M increase.
  • Advisors Asset Management's biggest Q3 2019 reduction was Merck, cutting an estimated $11M.
  • Advisors Asset Management fully exited Red Hat Inc in Q3 2019, selling an estimated $6.06M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $5.43B portfolio in Q3 2019.
  • Advisors Asset Management opened 73 new positions and closed 52 in Q3 2019.
  • Advisors Asset Management's portfolio value fell 3.3% quarter-over-quarter to $5.43B.

Based on Advisors Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.