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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-2.43%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$4.69B
AUM Growth
-$257M
Cap. Flow
-$77.2M
Cap. Flow %
-1.64%
Top 10 Hldgs %
15.4%
Holding
1,479
New
62
Increased
652
Reduced
682
Closed
74

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$5.86M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.97M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$2.85M
4
NIE
Virtus Equity & Convertible Income Fund
NIE
+$2.79M
5
CIVI
Civitas Resources
CIVI
+$2.43M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.7M
2
AAPL icon
Apple
AAPL
+$8.96M
3
META icon
Meta Platforms (Facebook)
META
+$8.87M
4
JPM icon
JPMorgan Chase
JPM
+$6.07M
5
INTC icon
Intel
INTC
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Miscellaneous 14.02%
3 Financials 11.29%
4 Healthcare 9.96%
5 Industrials 9.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOFI icon
1451
SoFi Technologies
SOFI
$22.4B
– –
-2,422
Closed -$20.2K
SYF icon
1452
Synchrony
SYF
$25.2B
– –
-786
Closed -$26.7K
TDOC icon
1453
Teladoc Health
TDOC
$1.11B
– –
-271
Closed -$6.86K
TME icon
1454
Tencent Music
TME
$12.9B
– –
-1,816
Closed -$13.4K
UDR icon
1455
UDR
UDR
$11.4B
– –
-12,801
Closed -$550K
VCLT icon
1456
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
– –
-1,198
Closed -$94K
VGSH icon
1457
Vanguard Short-Term Treasury ETF
VGSH
$34.7B
– –
-1,743
Closed -$101K
VMBS icon
1458
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.8B
– –
-2,141
Closed -$98.5K
VWOB icon
1459
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.33B
– –
-1,634
Closed -$102K
YUMC icon
1460
Yum China
YUMC
$14.5B
– –
-375
Closed -$21.2K
ZM icon
1461
Zoom
ZM
$28.1B
– –
-303
Closed -$20.6K
FLG
1462
Flagstar Bank National Association
FLG
$5.5B
– –
-4,694
Closed -$158K
HYZN
1463
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-12
Closed -$583
AIF
1464
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-54,063
Closed -$686K
DCFC
1465
DELISTED
Tritium DCFC Limited Ordinary Shares
DCFC
– –
-1
Closed -$231
NATI
1466
DELISTED
National Instruments Corp
NATI
– –
-2,172
Closed -$125K
SYNH
1467
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-13,293
Closed -$560K
MMP
1468
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-49,546
Closed -$3.09M
WWE
1469
DELISTED
World Wrestling Entertainment
WWE
– –
-7,543
Closed -$818K
FOCS
1470
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-19,230
Closed -$1.01M
FRG
1471
DELISTED
Franchise Group, Inc.
FRG
– –
-36,510
Closed -$1.05M
PTRA
1472
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-13,951
Closed -$16.7K
PDCE
1473
DELISTED
PDC Energy, Inc.
PDCE
– –
-631
Closed -$44.9K
NSL
1474
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-303,239
Closed -$1.39M
LSI
1475
DELISTED
Life Storage, Inc.
LSI
– –
-3,729
Closed -$496K
56 57 58
59
60

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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Advisors Asset Management held 1,479 positions worth $4.69B, down 5.2% from $4.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2023 filing shows 62 new, 652 increased, 682 reduced and 74 closed positions. Its largest new stake was Nu Skin: 53,015 shares worth $1.12M. The largest sale was Microsoft, an estimated $10.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Miscellaneous and Financials.

  • Advisors Asset Management's largest Q3 2023 buy was Nu Skin: 53,015 shares worth $1.12M.
  • Advisors Asset Management added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $5.86M increase.
  • Advisors Asset Management's biggest Q3 2023 reduction was Microsoft, cutting an estimated $10.7M.
  • Advisors Asset Management fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $3.09M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $4.69B portfolio in Q3 2023.
  • Advisors Asset Management opened 62 new positions and closed 74 in Q3 2023.
  • Advisors Asset Management's portfolio value fell 5.2% quarter-over-quarter to $4.69B.

Based on Advisors Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.