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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-8.31%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.27B
AUM Growth
-$1.02B
Cap. Flow
-$255M
Cap. Flow %
-4.07%
Top 10 Hldgs %
8.16%
Holding
1,944
New
111
Increased
642
Reduced
1,061
Closed
60

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$13.1M
2
CNP icon
CenterPoint Energy
CNP
+$6.32M
3
PMT
PennyMac Mortgage Investment
PMT
+$6.08M
4
CIM
Chimera Investment
CIM
+$6.06M
5
BKE icon
Buckle
BKE
+$5.94M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$19.4M
2
LLY icon
Eli Lilly
LLY
+$14.1M
3
AEO icon
American Eagle Outfitters
AEO
+$13.2M
4
DRI icon
Darden Restaurants
DRI
+$13M
5
UIL
UIL HOLDINGS
UIL
+$12.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.26%
2 Healthcare 10.87%
3 Financials 9.65%
4 Energy 8.47%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SR icon
1251
Spire
SR
$4.82B
$305K ﹤0.01%
5,589
-5,112
-48% -$272K
CCD
1252
Calamos Dynamic Convertible & Income Fund
CCD
$696M
$304K ﹤0.01%
+16,633
New +$341K
LNC icon
1253
Lincoln National
LNC
$8.34B
$303K ﹤0.01%
6,375
-1,276
-17% -$68.4K
UNFI icon
1254
United Natural Foods
UNFI
$2.69B
$303K ﹤0.01%
6,247
+1,583
+34% +$81.3K
RDC
1255
DELISTED
Rowan Companies Plc
RDC
$303K ﹤0.01%
18,758
+486
+3% +$8.47K
ACV
1256
Virtus Diversified Income & Convertible Fund
ACV
$275M
$302K ﹤0.01%
+17,339
New +$348K
CONE
1257
DELISTED
CyrusOne Inc Common Stock
CONE
$302K ﹤0.01%
9,257
+3,086
+50% +$98.1K
FEIC
1258
DELISTED
FEI COMPANY
FEIC
$302K ﹤0.01%
4,128
-3,974
-49% -$313K
ARMH
1259
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$301K ﹤0.01%
6,966
-7,738
-53% -$345K
NCZ
1260
Virtus Convertible & Income Fund II
NCZ
$293M
$300K ﹤0.01%
+14,204
New +$370K
RES icon
1261
RPC Inc
RES
$1.46B
$299K ﹤0.01%
33,815
-2,647
-7% -$30.2K
RPT
1262
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$298K ﹤0.01%
19,877
-6,154
-24% -$99.6K
LHO
1263
DELISTED
LaSalle Hotel Properties
LHO
$296K ﹤0.01%
10,443
-5,284
-34% -$174K
STAG icon
1264
STAG Industrial
STAG
$7.17B
$293K ﹤0.01%
16,065
-26
-0.2% -$490
BERY
1265
DELISTED
Berry Global Group, Inc.
BERY
$293K ﹤0.01%
10,621
+3,275
+45% +$94.4K
NCV
1266
Virtus Convertible & Income Fund
NCV
$371M
$291K ﹤0.01%
+12,459
New +$357K
ESNT icon
1267
Essent Group
ESNT
$6.16B
$289K ﹤0.01%
11,611
-41
-0.4% -$1.13K
CWEN icon
1268
Clearway Energy Class C
CWEN
$6.58B
$287K ﹤0.01%
24,732
+3,137
+15% +$54.2K
BTU
1269
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$285K ﹤0.01%
13,761
-775
-5% -$17.5K
TWX
1270
DELISTED
Time Warner Inc
TWX
$284K ﹤0.01%
4,133
-200
-5% -$15.7K
DEI icon
1271
Douglas Emmett
DEI
$1.81B
$282K ﹤0.01%
9,836
-7,209
-42% -$209K
CBM
1272
DELISTED
Cambrex Corporation
CBM
$281K ﹤0.01%
7,093
+1,612
+29% +$75.4K
AWK icon
1273
American Water Works
AWK
$27.9B
$280K ﹤0.01%
5,087
+2,584
+103% +$135K
TFC icon
1274
Truist Financial
TFC
$61.3B
$280K ﹤0.01%
7,878
+4,178
+113% +$161K
TDW icon
1275
Tidewater
TDW
$4.63B
$278K ﹤0.01%
657
-1
-0.2% -$576
49 50
51
52 53

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PA
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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advisors Asset Management held 1,944 positions worth $6.27B, down 14% from $7.29B the previous quarter. Its ten largest holdings account for 8.2% of the portfolio.

Advisors Asset Management withdrew a net $255M in Q3 2015, closing 60 positions and reducing 1,061 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $2.97M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advisors Asset Management opened a new position in BAXALTA INC COM STK (DE) worth $11.9M.

  • Advisors Asset Management's largest Q3 2015 buy was BAXALTA INC COM STK (DE): 378,927 shares worth $11.9M.
  • Advisors Asset Management added most to CenterPoint Energy in Q3 2015, an estimated $6.32M increase.
  • Advisors Asset Management's biggest Q3 2015 reduction was Reynolds American Inc, cutting an estimated $19.4M.
  • Advisors Asset Management fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $2.97M.
  • Advisors Asset Management's ten largest holdings make up 8.2% of its $6.27B portfolio in Q3 2015.
  • Advisors Asset Management opened 111 new positions and closed 60 in Q3 2015.
  • Advisors Asset Management's portfolio value fell 14% quarter-over-quarter to $6.27B.

Based on Advisors Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.