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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.94%
2 Financials 11.2%
3 Energy 9.29%
4 Industrials 7.43%
5 Healthcare 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMS icon
826
Maximus
MMS
$2.94B
$614K 0.01%
13,640
+2,504
+22% +$96.9K
PCG icon
827
PG&E
PCG
$31.3B
$614K 0.01%
14,993
+4,181
+39% +$182K
PBCT
828
DELISTED
People's United Financial Inc
PBCT
$612K 0.01%
42,529
-5,056
-11% -$75K
NCB
829
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$611K 0.01%
41,061
-7,332
-15% -$108K
TGI
830
DELISTED
Triumph Group
TGI
$609K 0.01%
8,676
-728
-8% -$56.1K
TYPE
831
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$609K 0.01%
21,255
+1,183
+6% +$30.9K
RHI icon
832
Robert Half
RHI
$3.95B
$608K 0.01%
15,590
-4,222
-21% -$156K
UNTD
833
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$608K 0.01%
10,878
+723
+7% +$40.6K
AFB
834
AllianceBernstein National Municipal Income Fund
AFB
$300M
$606K 0.01%
46,914
-53,428
-53% -$671K
MENT
835
DELISTED
Mentor Graphics Corp
MENT
$604K 0.01%
25,846
-383
-1% -$8.21K
DRC
836
DELISTED
DRESSER-RAND GROUP INC
DRC
$599K 0.01%
9,592
+2,060
+27% +$129K
MFM
837
Aberdeen Municipal Income Fund
MFM
$214M
$598K 0.01%
+93,297
New +$586K
LIFE
838
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$597K 0.01%
7,974
-1,553
-16% -$116K
MTN icon
839
Vail Resorts
MTN
$4.64B
$594K 0.01%
+8,557
New +$579K
LHO
840
DELISTED
LaSalle Hotel Properties
LHO
$594K 0.01%
20,824
+4,239
+26% +$115K
NPI
841
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$594K 0.01%
+46,457
New +$579K
EOT
842
Eaton Vance National Municipal Opportunities Trust
EOT
$261M
$593K 0.01%
+31,580
New +$584K
AVB
843
DELISTED
AvalonBay Communities
AVB
$589K 0.01%
4,637
-271
-6% -$35.7K
SBI
844
Western Asset Intermediate Muni Fund
SBI
$105M
$589K 0.01%
+64,689
New +$584K
ASH icon
845
Ashland
ASH
$3.29B
$588K 0.01%
12,986
-5,782
-31% -$249K
EXP icon
846
Eagle Materials
EXP
$5.73B
$586K 0.01%
8,079
+115
+1% +$7.81K
SPRD
847
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$585K 0.01%
19,217
-4,063
-17% -$120K
HAS icon
848
Hasbro
HAS
$12.5B
$584K 0.01%
12,380
+999
+9% +$46.6K
MHF
849
Western Asset Municipal High Income Fund
MHF
$148M
$583K 0.01%
+85,668
New +$582K
NXQ
850
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$583K 0.01%
+46,609
New +$576K
32 33
34
35 36

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.