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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.94%
2 Financials 11.2%
3 Energy 9.29%
4 Industrials 7.43%
5 Healthcare 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGP icon
476
Ultrapar
UGP
$7.92B
$2.06M 0.04%
167,304
+23,716
+17% +$280K
ESS icon
477
Essex Property Trust
ESS
$17.6B
$2.05M 0.04%
13,907
-1,815
-12% -$282K
EL icon
478
Estee Lauder
EL
$35.7B
$2.05M 0.04%
29,274
+2,234
+8% +$151K
BCS.PRD.CL
479
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$2.05M 0.04%
80,422
-7,625
-9% -$193K
WAT icon
480
Waters Corp
WAT
$39.8B
$2.04M 0.04%
19,248
+767
+4% +$78.7K
GAIN icon
481
Gladstone Investment Corp
GAIN
$642M
$2.04M 0.04%
289,829
-20,145
-6% -$145K
CERN
482
DELISTED
Cerner Corp
CERN
$2.04M 0.04%
38,886
+2,498
+7% +$122K
MHD icon
483
BlackRock MuniHoldings Fund
MHD
$579M
$2.04M 0.04%
133,494
-16,977
-11% -$261K
WBD icon
484
Warner Bros
WBD
$70B
$2.02M 0.04%
46,798
-13
-0% -$540
INGR icon
485
Ingredion
INGR
$6.35B
$1.98M 0.04%
29,980
+431
+1% +$28.1K
KSU
486
DELISTED
Kansas City Southern
KSU
$1.97M 0.04%
18,009
-959
-5% -$105K
TGP
487
DELISTED
Teekay LNG Partners L.P.
TGP
$1.97M 0.03%
44,609
-8,282
-16% -$356K
IRR
488
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$1.96M 0.03%
195,354
-15,080
-7% -$156K
MTD icon
489
Mettler-Toledo International
MTD
$25.9B
$1.95M 0.03%
8,130
+608
+8% +$137K
EEP
490
DELISTED
Enbridge Energy Partners
EEP
$1.95M 0.03%
64,091
+40,024
+166% +$1.23M
DHR icon
491
Danaher
DHR
$144B
$1.94M 0.03%
41,686
+370
+0.9% +$16.8K
ASR icon
492
Grupo Aeroportuario del Sureste
ASR
$7.61B
$1.93M 0.03%
17,734
+4,076
+30% +$474K
IP icon
493
International Paper
IP
$18.3B
$1.91M 0.03%
45,726
+5,916
+15% +$263K
TFX icon
494
Teleflex
TFX
$5.75B
$1.9M 0.03%
23,089
-215
-0.9% -$16.9K
MMU
495
Western Asset Managed Municipals Fund
MMU
$531M
$1.9M 0.03%
153,317
-58,359
-28% -$706K
NTT
496
DELISTED
Nippon Telegraph & Telephone
NTT
$1.89M 0.03%
72,565
+8,765
+14% +$229K
MVC
497
DELISTED
MVC Capital, Inc.
MVC
$1.88M 0.03%
143,720
-8,362
-5% -$107K
MDLZ icon
498
Mondelez International
MDLZ
$79.7B
$1.86M 0.03%
59,296
+2,887
+5% +$89.6K
GWW icon
499
W.W. Grainger
GWW
$60.2B
$1.86M 0.03%
7,109
+327
+5% +$85.1K
URI icon
500
United Rentals
URI
$64B
$1.86M 0.03%
31,907
+2,607
+9% +$145K
18 19
20
21 22

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Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.