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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.11%
2 Healthcare 9.87%
3 Technology 9.26%
4 Financials 9.23%
5 Industrials 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
26
Lumen
LUMN
$7.02B
$29M 0.48%
1,058,065
+7,301
+0.7% +$213K
CAT icon
27
Caterpillar
CAT
$376B
$28.5M 0.47%
321,279
+12,573
+4% +$1.03M
VGR
28
DELISTED
Vector Group Ltd.
VGR
$28M 0.46%
2,126,291
-94,119
-4% -$1.23M
DNY
29
DELISTED
DONNELLEY R R & SONS CO
DNY
$27.5M 0.45%
1,748,610
-65,892
-4% -$1.04M
PEGI
30
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$26.8M 0.44%
1,190,341
+187,484
+19% +$4.46M
MIC
31
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$25.8M 0.42%
309,370
+66,079
+27% +$5.24M
LVS icon
32
Las Vegas Sands
LVS
$27.8B
$25.6M 0.42%
444,712
+44,542
+11% +$2.3M
SLB icon
33
SLB Ltd
SLB
$85.2B
$25.3M 0.42%
322,197
-78,646
-20% -$6.24M
RQI icon
34
Cohen & Steers Quality Income Realty Fund
RQI
$1.6B
$24.6M 0.4%
1,846,063
-224,046
-11% -$3.06M
IP icon
35
International Paper
IP
$18.6B
$24.4M 0.4%
536,162
+36,828
+7% +$1.62M
QCOM icon
36
Qualcomm
QCOM
$188B
$24M 0.39%
350,038
+13,017
+4% +$792K
PEP icon
37
PepsiCo
PEP
$187B
$23.9M 0.39%
219,949
+33,065
+18% +$3.56M
LMT icon
38
Lockheed Martin
LMT
$121B
$23.8M 0.39%
99,485
+8,570
+9% +$2.14M
AYR
39
DELISTED
Aircastle Ltd
AYR
$23.5M 0.39%
1,184,187
+231,607
+24% +$4.86M
UVV icon
40
Universal Corp
UVV
$1.12B
$23.5M 0.38%
403,088
-20,359
-5% -$1.2M
CVA
41
DELISTED
Covanta Holding Corporation
CVA
$23.4M 0.38%
1,517,338
+99,798
+7% +$1.55M
GPM
42
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$23.1M 0.38%
2,964,289
+380,796
+15% +$3.05M
GEF.B icon
43
Greif Class B
GEF.B
$4.08B
$23.1M 0.38%
380,488
+95,511
+34% +$5.21M
V icon
44
Visa
V
$688B
$23M 0.38%
277,833
+20,883
+8% +$1.67M
HPQ icon
45
HP
HPQ
$29.6B
$22.8M 0.37%
1,467,261
+400,982
+38% +$5.72M
MCN
46
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$22.6M 0.37%
2,906,606
-149,128
-5% -$1.16M
FTR
47
DELISTED
Frontier Communications Corp.
FTR
$22.1M 0.36%
354,601
-5,040
-1% -$359K
BA icon
48
Boeing
BA
$164B
$22M 0.36%
167,115
+20,509
+14% +$2.7M
MDT icon
49
Medtronic
MDT
$118B
$21.8M 0.36%
252,536
+1,513
+0.6% +$132K
NEE icon
50
NextEra Energy
NEE
$173B
$21.7M 0.36%
710,216
+42,032
+6% +$1.32M
1
2
3 4 5

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SWP
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.