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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.2B
AUM Growth
+$571M
Cap. Flow
+$261M
Cap. Flow %
4.21%
Top 10 Hldgs %
9.26%
Holding
1,800
New
48
Increased
840
Reduced
732
Closed
44

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
2
KMI icon
Kinder Morgan
KMI
+$8.22M
3
DD icon
DuPont de Nemours
DD
+$8.13M
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$8.11M
5
SIX
Six Flags Entertainment Corp.
SIX
+$8.1M

Top Sells

Rank Stock Value
1
ARK
BLACKROCK SR HIGH INCM FD INC
ARK
+$15.8M
2
NAI
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
+$10.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$8.75M
4
SE
Spectra Energy Corp Wi
SE
+$7.29M
5
SON icon
Sonoco
SON
+$7.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 25.71%
2 Financials 10.33%
3 Energy 9.46%
4 Industrials 8.3%
5 Healthcare 7.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
301
Cummins
CMI
$76.4B
$5.18M 0.08%
36,732
+7,833
+27% +$1.04M
QQQX icon
302
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$5.15M 0.08%
289,550
-101,341
-26% -$1.74M
SFUN
303
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$5.14M 0.08%
6,234
+1,169
+23% +$734K
NS
304
DELISTED
NuStar Energy L.P.
NS
$5.13M 0.08%
100,682
-10,262
-9% -$476K
BBL
305
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$5.12M 0.08%
82,384
+24,843
+43% +$1.5M
NMO
306
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$5.09M 0.08%
423,984
-71,952
-15% -$858K
BHC icon
307
Bausch Health
BHC
$2.3B
$5.03M 0.08%
42,811
+3,780
+10% +$414K
ETB
308
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$456M
$5.02M 0.08%
337,074
-237,887
-41% -$3.5M
HYI
309
Western Asset High Yield Opportunity Fund Inc
HYI
$131M
$5.01M 0.08%
283,040
+1,903
+0.7% +$33.7K
FEIC
310
DELISTED
FEI COMPANY
FEIC
$5M 0.08%
55,983
+9,888
+21% +$876K
GPC icon
311
Genuine Parts
GPC
$18.6B
$4.99M 0.08%
60,034
+10,040
+20% +$812K
DUK icon
312
Duke Energy
DUK
$93.9B
$4.97M 0.08%
71,993
+1,613
+2% +$113K
ABEV icon
313
Ambev
ABEV
$46.4B
$4.97M 0.08%
+675,849
New +$4.94M
FGB
314
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$4.96M 0.08%
630,954
-94,159
-13% -$761K
CMCSA icon
315
Comcast
CMCSA
$87.3B
$4.91M 0.08%
188,766
+25,254
+15% +$608K
XOM icon
316
ExxonMobil
XOM
$675B
$4.88M 0.08%
48,205
-7,977
-14% -$738K
CLB icon
317
Core Laboratories
CLB
$579M
$4.87M 0.08%
25,521
+11,122
+77% +$2.07M
NQU
318
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$4.87M 0.08%
397,637
-66,979
-14% -$822K
DHG
319
DELISTED
Deutsche High Incm Opportunities
DHG
$4.87M 0.08%
338,022
-142,365
-30% -$2.02M
TSCO icon
320
Tractor Supply
TSCO
$17.7B
$4.86M 0.08%
313,180
+114,050
+57% +$1.63M
RIT
321
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.84M 0.08%
481,072
-195,935
-29% -$2.02M
CF icon
322
CF Industries
CF
$20.9B
$4.75M 0.08%
101,940
+12,465
+14% +$545K
JRO
323
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.75M 0.08%
390,089
-91,283
-19% -$1.1M
V icon
324
Visa
V
$686B
$4.72M 0.08%
84,744
+4,700
+6% +$237K
PT
325
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$4.71M 0.08%
1,091,455
+316,346
+41% +$1.42M
11 12
13
14 15

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Advisors Asset Management held 1,800 positions worth $6.2B, up 10% from $5.63B the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Advisors Asset Management deployed $261M of net new capital in Q4 2013, opening 48 new positions and adding to 840 existing holdings. Its largest new stake was Ambev: 675,849 shares worth $4.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 26% of assets, down from 27% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Bristol-Myers Squibb, an estimated $8.75M trimmed.

  • Advisors Asset Management's largest Q4 2013 buy was Ambev: 675,849 shares worth $4.97M.
  • Advisors Asset Management added most to BlackRock Debt Strategies Fund in Q4 2013, an estimated $18.1M increase.
  • Advisors Asset Management's biggest Q4 2013 reduction was Bristol-Myers Squibb, cutting an estimated $8.75M.
  • Advisors Asset Management fully exited BLACKROCK SR HIGH INCM FD INC in Q4 2013, selling an estimated $15.8M.
  • Advisors Asset Management's ten largest holdings make up 9.3% of its $6.2B portfolio in Q4 2013.
  • Advisors Asset Management opened 48 new positions and closed 44 in Q4 2013.
  • Advisors Asset Management's portfolio value rose 10% quarter-over-quarter to $6.2B.

Based on Advisors Asset Management's 13F filing for Q4 2013, filed 3 Feb 2014.