Advisors Asset Management’s NXG Cushing Midstream Energy Fund SRV Stock Holding History

Advisors Asset Management’s Portfolio SRV Stock Details SRV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-2,572	Closed	-$413K	–	1791
2013 Q4	$413K	Sell	2,572 -3,633	-59%	-$582K	0.01%	1019
2013 Q3	$990K	Sell	6,205 -2,161	-26%	-$347K	0.02%	681
2013 Q2	$1.34M	Buy	+8,366	New	+$1.35M	0.03%	564

Other funds holding SRV

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Independence Trust Franklin, Tennessee $90.5M AUM 24.36% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Fiduciary Financial Services of The Southwest Dallas, Texas $382M AUM 25.98% 1-Year Est. Return

TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return