Advisors Asset Management’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Advisors Asset Management’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-250	Closed	-$6K	–	1505
2021 Q2	$6K	Hold	250	–	–	﹤0.01%	1400
2021 Q1	$6K	Sell	250 -20,295	-99%	-$440K	﹤0.01%	1476
2020 Q4	$436K	Sell	20,545 -8,044	-28%	-$162K	0.01%	1012
2020 Q3	$574K	Sell	28,589 -11,562	-29%	-$221K	0.01%	876
2020 Q2	$740K	Sell	40,151 -9,517	-19%	-$170K	0.01%	778
2020 Q1	$835K	Sell	49,668 -8,012	-14%	-$186K	0.02%	672
2019 Q4	$1.45M	Sell	57,680 -10,154	-15%	-$255K	0.03%	637
2019 Q3	$1.66M	Sell	67,834 -1,358	-2%	-$32.8K	0.03%	585
2019 Q2	$1.65M	Buy	69,192 +467	+0.7%	+$11.1K	0.03%	615
2019 Q1	$1.61M	Buy	68,725 +21,183	+45%	+$485K	0.03%	647
2018 Q4	$1M	Buy	47,542 +7,889	+20%	+$178K	0.02%	763
2018 Q3	$956K	Buy	39,653 +13,004	+49%	+$313K	0.02%	853
2018 Q2	$628K	Buy	26,649 +12,160	+84%	+$282K	0.01%	983
2018 Q1	$323K	Buy	14,489 +6,157	+74%	+$138K	0.01%	1144
2017 Q4	$187K	Buy	+8,332	New	+$188K	﹤0.01%	1257

Other funds holding PCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Advisors Asset Management's PCI Position: Q3 2021 in Review

Advisors Asset Management sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q3 2021, closing a stake of 250 shares — an estimated $6K sold.

Advisors Asset Management first reported a position in PCI in Q4 2017 and held it in 15 quarters. The position peaked at $1.66M in Q3 2019. 176 funds tracked by Wall St. Rank hold PCI as of Q3 2021.

Advisors Asset Management reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q3 2021 after selling out during the quarter.
Advisors Asset Management sold 250 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q3 2021, an estimated $6K.
Advisors Asset Management first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017 and held it in 15 quarters.
Advisors Asset Management's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $1.66M in Q3 2019.
176 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q3 2021.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.