Advisors Asset Management’s Otonomy, Inc. OTIC Stock Holding History

Advisors Asset Management’s Portfolio OTIC Stock Details OTIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-26,611	Closed	-$502K	–	1569
2017 Q2	$502K	Sell	26,611 -3,199	-11%	-$44.6K	0.01%	1101
2017 Q1	$365K	Sell	29,810 -39,187	-57%	-$571K	0.01%	1179
2016 Q4	$1.1M	Sell	68,997 -9,583	-12%	-$160K	0.02%	850
2016 Q3	$1.43M	Sell	78,580 -7,352	-9%	-$120K	0.02%	737
2016 Q2	$1.36M	Sell	85,932 -30,767	-26%	-$459K	0.02%	780
2016 Q1	$1.74M	Sell	116,699 -2,080	-2%	-$32.7K	0.03%	680
2015 Q4	$3.3M	Buy	118,779 +9,872	+9%	+$246K	0.05%	497
2015 Q3	$1.94M	Buy	108,907 +41,380	+61%	+$979K	0.03%	640
2015 Q2	$1.55M	Buy	67,527 +32,790	+94%	+$920K	0.02%	764
2015 Q1	$1.23M	Buy	+34,737	New	+$1.19M	0.02%	810

Other funds holding OTIC

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

OrbiMed New York $5.4B AUM 163.13% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $287B AUM 42.33% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Advisors Asset Management's OTIC Position: Q3 2017 in Review

Advisors Asset Management sold out of Otonomy, Inc. (OTIC) in Q3 2017, closing a stake of 26,611 shares — an estimated $502K sold.

Advisors Asset Management first reported a position in OTIC in Q1 2015 and held it in 10 quarters. The position peaked at $3.3M in Q4 2015. 84 funds tracked by Wall St. Rank hold OTIC as of Q3 2017.

Advisors Asset Management reported no remaining Otonomy, Inc. position as of Q3 2017 after selling out during the quarter.
Advisors Asset Management sold 26,611 Otonomy, Inc. shares in Q3 2017, an estimated $502K.
Advisors Asset Management first reported a position in Otonomy, Inc. in Q1 2015 and held it in 10 quarters.
Advisors Asset Management's Otonomy, Inc. position peaked at $3.3M in Q4 2015.
84 funds tracked by Wall St. Rank held Otonomy, Inc. as of Q3 2017.

Based on Advisors Asset Management's 13F filing for Q3 2017, filed 7 Nov 2017.