Advisors Asset Management’s EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) EQC.PRE Stock Holding History

Advisors Asset Management’s Portfolio EQC.PRE Stock Details EQC.PRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-28,990	Closed	-$742K	–	1907
2015 Q4	$742K	Sell	28,990 -1,361	-4%	-$34.9K	0.01%	1003
2015 Q3	$773K	Sell	30,351 -22,177	-42%	-$571K	0.01%	951
2015 Q2	$1.34M	Sell	52,528 -3,039	-5%	-$78.5K	0.02%	821
2015 Q1	$1.45M	Sell	55,567 -2,456	-4%	-$63.6K	0.02%	767
2014 Q4	$1.48M	Sell	58,023 -2,763	-5%	-$70.7K	0.02%	734
2014 Q3	$1.56M	Buy	+60,786	New	+$1.55M	0.02%	687

Other funds holding EQC.PRE

SCRM

Security Capital Research & Management Chicago, Illinois $2.36B AUM 5.25% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Flaherty & Crumrine Pasadena, California $19.8M AUM 3.53% 1-Year Est. Return

Advisors Asset Management's EQC.PRE Position: Q1 2016 in Review

Advisors Asset Management sold out of EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) (EQC.PRE) in Q1 2016, closing a stake of 28,990 shares — an estimated $742K sold.

Advisors Asset Management first reported a position in EQC.PRE in Q3 2014 and held it in 6 quarters. The position peaked at $1.56M in Q3 2014. 41 funds tracked by Wall St. Rank hold EQC.PRE as of Q1 2016.

Advisors Asset Management reported no remaining EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) position as of Q1 2016 after selling out during the quarter.
Advisors Asset Management sold 28,990 EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) shares in Q1 2016, an estimated $742K.
Advisors Asset Management first reported a position in EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) in Q3 2014 and held it in 6 quarters.
Advisors Asset Management's EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) position peaked at $1.56M in Q3 2014.
41 funds tracked by Wall St. Rank held EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) as of Q1 2016.

Based on Advisors Asset Management's 13F filing for Q1 2016, filed 16 May 2016.