Advisors Asset Management’s BNY Mellon Municipal Income DMF Stock Holding History

Advisors Asset Management’s Portfolio DMF Stock Details DMF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-33,860	Closed	-$265K	–	1603
2018 Q3	$265K	Sell	33,860 -984	-3%	-$7.91K	﹤0.01%	1192
2018 Q2	$284K	Sell	34,844 -104,509	-75%	-$843K	﹤0.01%	1166
2018 Q1	$1.14M	Sell	139,353 -11,125	-7%	-$92.9K	0.02%	795
2017 Q4	$1.34M	Sell	150,478 -10,625	-7%	-$95.3K	0.02%	731
2017 Q3	$1.47M	Sell	161,103 -7,848	-5%	-$72K	0.02%	713
2017 Q2	$1.52M	Sell	168,951 -6,073	-3%	-$54.7K	0.03%	724
2017 Q1	$1.56M	Buy	175,024 +34,326	+24%	+$305K	0.03%	716
2016 Q4	$1.21M	Sell	140,698 -9,945	-7%	-$88.3K	0.02%	820
2016 Q3	$1.45M	Buy	150,643 +104,051	+223%	+$1.03M	0.02%	734
2016 Q2	$466K	Buy	+46,592	New	+$458K	0.01%	1122
2014 Q3	–	Sell	-127,090	Closed	-$1.18M	–	1790
2014 Q2	$1.18M	Sell	127,090 -11,789	-8%	-$109K	0.02%	778
2014 Q1	$1.25M	Sell	138,879 -10,950	-7%	-$97.4K	0.02%	689
2013 Q4	$1.27M	Sell	149,829 -40,305	-21%	-$338K	0.02%	671
2013 Q3	$1.65M	Sell	190,134 -56,654	-23%	-$484K	0.03%	524
2013 Q2	$2.31M	Buy	+246,788	New	+$2.52M	0.04%	431

Other funds holding DMF

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

WAM

Wakefield Asset Management Englewood, Colorado $377M AUM 38.72% 1-Year Est. Return

Advisors Asset Management's DMF Position: Q4 2018 in Review

Advisors Asset Management sold out of BNY Mellon Municipal Income (DMF) in Q4 2018, closing a stake of 33,860 shares — an estimated $265K sold.

Advisors Asset Management first reported a position in DMF in Q2 2013 and held it in 15 quarters. The position peaked at $2.31M in Q2 2013. 54 funds tracked by Wall St. Rank hold DMF as of Q4 2018.

Advisors Asset Management reported no remaining BNY Mellon Municipal Income position as of Q4 2018 after selling out during the quarter.
Advisors Asset Management sold 33,860 BNY Mellon Municipal Income shares in Q4 2018, an estimated $265K.
Advisors Asset Management first reported a position in BNY Mellon Municipal Income in Q2 2013 and held it in 15 quarters.
Advisors Asset Management's BNY Mellon Municipal Income position peaked at $2.31M in Q2 2013.
54 funds tracked by Wall St. Rank held BNY Mellon Municipal Income as of Q4 2018.

Based on Advisors Asset Management's 13F filing for Q4 2018, filed 31 Jan 2019.