Advisors Asset Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-1,232	Closed	-$103K	–	1427
2021 Q1	$103K	Sell	1,232 -2,280	-65%	-$197K	﹤0.01%	1332
2020 Q4	$291K	Sell	3,512 -103	-3%	-$7.77K	﹤0.01%	1120
2020 Q3	$249K	Sell	3,615 -71	-2%	-$4.71K	﹤0.01%	1115
2020 Q2	$223K	Buy	3,686 +324	+10%	+$17.8K	﹤0.01%	1139
2020 Q1	$161K	Buy	3,362 +1,340	+66%	+$72.9K	﹤0.01%	1144
2019 Q4	$112K	Buy	2,022 +133	+7%	+$7.16K	﹤0.01%	1303
2019 Q3	$99K	Sell	1,889 -1,070	-36%	-$56.7K	﹤0.01%	1306
2019 Q2	$156K	Sell	2,959 -356	-11%	-$18.6K	﹤0.01%	1230
2019 Q1	$173K	Buy	3,315 +131	+4%	+$6.64K	﹤0.01%	1393
2018 Q4	$149K	Buy	3,184 +674	+27%	+$33.9K	﹤0.01%	1267
2018 Q3	$135K	Buy	2,510 +1,536	+158%	+$82.3K	﹤0.01%	1295
2018 Q2	$52K	Buy	974 +797	+450%	+$42.1K	﹤0.01%	1415
2018 Q1	$9K	Buy	+177	New	+$9.23K	﹤0.01%	1455