Advisors Asset Management’s CPFL Energia S.A. CPL Stock Holding History

Advisors Asset Management’s Portfolio CPL Stock Details CPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-50,076	Closed	-$644K	–	1872
2016 Q2	$644K	Buy	+50,076	New	+$548K	0.01%	1020
2016 Q1	–	Sell	-212,468	Closed	-$1.54M	–	1888
2015 Q4	$1.54M	Sell	212,468 -29,017	-12%	-$229K	0.02%	744
2015 Q3	$1.77M	Sell	241,485 -3,238	-1%	-$31.1K	0.03%	676
2015 Q2	$2.92M	Buy	244,723 +79,724	+48%	+$1M	0.04%	550
2015 Q1	$1.98M	Buy	164,999 +96,050	+139%	+$1.15M	0.03%	667
2014 Q4	$884K	Buy	+68,949	New	+$951K	0.01%	888
2014 Q2	–	Sell	-8,846	Closed	-$137K	–	1810
2014 Q1	$137K	Sell	8,846 -952	-10%	-$13.3K	﹤0.01%	1354
2013 Q4	$148K	Sell	9,798 -551	-5%	-$8.76K	﹤0.01%	1292
2013 Q3	$169K	Sell	10,349 -13,464	-57%	-$226K	﹤0.01%	1190
2013 Q2	$412K	Buy	+23,813	New	+$470K	0.01%	906

Other funds holding CPL

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Advisors Asset Management's CPL Position: Q3 2016 in Review

Advisors Asset Management sold out of CPFL Energia S.A. (CPL) in Q3 2016, closing a stake of 50,076 shares — an estimated $644K sold.

Advisors Asset Management first reported a position in CPL in Q2 2013 and held it in 10 quarters. The position peaked at $2.92M in Q2 2015. 85 funds tracked by Wall St. Rank hold CPL as of Q3 2016.

Advisors Asset Management reported no remaining CPFL Energia S.A. position as of Q3 2016 after selling out during the quarter.
Advisors Asset Management sold 50,076 CPFL Energia S.A. shares in Q3 2016, an estimated $644K.
Advisors Asset Management first reported a position in CPFL Energia S.A. in Q2 2013 and held it in 10 quarters.
Advisors Asset Management's CPFL Energia S.A. position peaked at $2.92M in Q2 2015.
85 funds tracked by Wall St. Rank held CPFL Energia S.A. as of Q3 2016.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.