Advisors Asset Management’s City Office REIT CIO Stock Holding History

Advisors Asset Management’s Portfolio CIO Stock Details CIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-11,987	Closed	-$123K	–	1575
2018 Q4	$123K	Sell	11,987 -5,257	-30%	-$58.8K	﹤0.01%	1310
2018 Q3	$218K	Sell	17,244 -18,041	-51%	-$230K	﹤0.01%	1227
2018 Q2	$453K	Sell	35,285 -1,576	-4%	-$18.8K	0.01%	1077
2018 Q1	$370K	Sell	36,861 -1,220	-3%	-$13.9K	0.01%	1119
2017 Q4	$495K	Sell	38,081 -1,228	-3%	-$16.1K	0.01%	1077
2017 Q3	$541K	Sell	39,309 -2,143	-5%	-$27.3K	0.01%	1039
2017 Q2	$526K	Buy	41,452 +1,789	+5%	+$22.3K	0.01%	1083
2017 Q1	$482K	Buy	39,663 +14,359	+57%	+$181K	0.01%	1115
2016 Q4	$333K	Buy	25,304 +10,963	+76%	+$137K	0.01%	1264
2016 Q3	$183K	Buy	+14,341	New	+$189K	﹤0.01%	1369

Other funds holding CIO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $5.65B AUM 61.31% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

Advisors Asset Management's CIO Position: Q1 2019 in Review

Advisors Asset Management sold out of City Office REIT (CIO) in Q1 2019, closing a stake of 11,987 shares — an estimated $123K sold.

Advisors Asset Management first reported a position in CIO in Q3 2016 and held it in 10 quarters. The position peaked at $541K in Q3 2017. 140 funds tracked by Wall St. Rank hold CIO as of Q1 2019.

Advisors Asset Management reported no remaining City Office REIT position as of Q1 2019 after selling out during the quarter.
Advisors Asset Management sold 11,987 City Office REIT shares in Q1 2019, an estimated $123K.
Advisors Asset Management first reported a position in City Office REIT in Q3 2016 and held it in 10 quarters.
Advisors Asset Management's City Office REIT position peaked at $541K in Q3 2017.
140 funds tracked by Wall St. Rank held City Office REIT as of Q1 2019.

Based on Advisors Asset Management's 13F filing for Q1 2019, filed 15 May 2019.