AAM
CIO

Advisors Asset Management’s City Office REIT CIO Stock Holding History

Advisors Asset Management’s Portfolio CIO Stock Details CIO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q1 		– Sell
-11,987
Closed -$123K – 1819
2018
Q4 		$123K Sell
11,987
-5,257
-30% -$58.8K ﹤0.01% 1311
2018
Q3 		$218K Sell
17,244
-18,041
-51% -$230K ﹤0.01% 1227
2018
Q2 		$453K Sell
35,285
-1,576
-4% -$18.8K 0.01% 1077
2018
Q1 		$370K Sell
36,861
-1,220
-3% -$13.9K 0.01% 1119
2017
Q4 		$495K Sell
38,081
-1,228
-3% -$16.1K 0.01% 1077
2017
Q3 		$541K Sell
39,309
-2,143
-5% -$27.3K 0.01% 1039
2017
Q2 		$526K Buy
41,452
+1,789
+5% +$22.3K 0.01% 1083
2017
Q1 		$482K Buy
39,663
+14,359
+57% +$181K 0.01% 1115
2016
Q4 		$333K Buy
25,304
+10,963
+76% +$137K 0.01% 1264
2016
Q3 		$183K Buy
+14,341
New +$189K ﹤0.01% 1369

Other funds holding CIO

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
BlackRock
BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return