AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Quarter Est. Return
1 Year Est. Return
+24.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$13.5B
AUM Growth
+$511M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,587
New
Increased
Reduced
Closed

Top Buys

1
+$87.4M
2
+$87M
3
+$85M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$45.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$35.8M

Top Sells

1
+$136M
2
+$86.9M
3
+$44.5M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$44.4M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$27.7M

Sector Composition

1 Technology 5.76%
2 Financials 4.57%
3 Healthcare 3.53%
4 Consumer Discretionary 3.45%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMAC
5451
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$0 ﹤0.01%
12
CHMA
5452
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-50
NYMTO
5453
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-700
FCBP
5454
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
5
PTVCB
5455
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$0 ﹤0.01%
8
NMCI
5456
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
33
-15
TALO.WS
5457
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
153
UCI
5458
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-821
GCAP
5459
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-464
TTPH
5460
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$0 ﹤0.01%
57
-1
SDRL
5461
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
16
+5
CTRC
5462
DELISTED
Centric Brands Inc. Common Stock
CTRC
– –
-3,000
NVLN
5463
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
– –
-100
CBLK
5464
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-5,250
NRE
5465
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-2,822
CTRL
5466
DELISTED
Control4 Corporation
CTRL
– –
-985
HK
5467
DELISTED
Halcon Resources Corporation
HK
– –
-1,147
FDC
5468
DELISTED
First Data Corporation
FDC
– –
-17,170
HHR
5469
DELISTED
HeadHunter Group PLC American Depositary Shares
HHR
– –
-115
SPN
5470
DELISTED
Superior Energy Services, Inc.
SPN
– –
-3,251
TCF
5471
DELISTED
TCF Financial Corporation
TCF
– –
-5,070
IGBH icon
5472
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$128M
– –
-530
IGC icon
5473
IGC Pharma
IGC
$27.7M
$0 ﹤0.01%
232
-100
IHT
5474
InnSuites Hospitality Trust
IHT
$11.3M
– –
-307
JVA icon
5475
Coffee Holding Co
JVA
$20.4M
– –
-1,000
216 217 218
219
220