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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$906M
Cap. Flow
+$86M
Cap. Flow %
0.59%
Top 10 Hldgs %
19.48%
Holding
5,679
New
254
Increased
2,124
Reduced
2,166
Closed
209

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$123M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$74.1M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$44.2M
4
SIZE icon
iShares MSCI USA Size Factor ETF
SIZE
+$40.4M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$32.2M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$54.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$48.8M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$27.7M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$26.4M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$23.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 68.33%
2 Technology 6.19%
3 Financials 4.63%
4 Healthcare 3.89%
5 Consumer Discretionary 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RETA
5426
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$0 ﹤0.01%
+2
New +$365
LMNL
5427
DELISTED
Liminal BioSciences Inc. Common Shares
LMNL
– –
0
– –
TDW.WS.A
5428
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
118
– –
TDW.WS.B
5429
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
130
– –
ROCC
5430
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
4
– –
ACOR
5431
DELISTED
Acorda Therapeutics
ACOR
– –
-19
Closed -$4.79K
MGI
5432
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
88
-1,000
-92% -$3.21K
TA
5433
DELISTED
TravelCenters of America LLC
TA
$0 ﹤0.01%
13
– –
EXD
5434
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-889
Closed -$8K
IDHD
5435
DELISTED
Invesco S&P International Developed High Dividend Low Volatility ETF
IDHD
– –
-400
Closed -$11K
SIOX
5436
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
80
– –
MYOV
5437
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-1,000
Closed -$5K
SRNE
5438
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$0 ﹤0.01%
85
– –
ASAP
5439
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$0 ﹤0.01%
25
-5
-17% -$55
STAB
5440
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
25
– –
PCSB
5441
DELISTED
PCSB Financial Corporation
PCSB
$0 ﹤0.01%
5
– –
CHRA
5442
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$0 ﹤0.01%
20
– –
RADA
5443
DELISTED
Rada Electronic Industries Ltd
RADA
– –
-1,000
Closed -$5K
JEMD
5444
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
– –
-1,000
Closed -$9K
CFMS
5445
DELISTED
Conformis, Inc. Common Stock
CFMS
$0 ﹤0.01%
3
-37
-93% -$1.75K
CCXI
5446
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-3,920
Closed -$27K
VANIW
5447
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
$0 ﹤0.01%
46
– –
SMM
5448
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-1,640
Closed -$13K
TCTL
5449
DELISTED
Premise Capital Diversified Tactical ETF
TCTL
– –
-595
Closed -$18K
AUTO
5450
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$0 ﹤0.01%
+142
New +$369
216 217
218
219 220

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Advisor Group's Q4 2019 Portfolio in Review

As of Q4 2019, Advisor Group held 5,679 positions worth $14.5B, up 6.7% from $13.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Advisor Group's Q4 2019 filing shows 254 new, 2,124 increased, 2,166 reduced and 209 closed positions. Its largest new stake was Amplify CEF High Income ETF: 308,952 shares worth $5.51M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $54.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Financials.

  • Advisor Group's largest Q4 2019 buy was Amplify CEF High Income ETF: 308,952 shares worth $5.51M.
  • Advisor Group added most to iShares MSCI USA Quality Factor ETF in Q4 2019, an estimated $123M increase.
  • Advisor Group's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $54.3M.
  • Advisor Group fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q4 2019, selling an estimated $5.21M.
  • Advisor Group's ten largest holdings make up 19% of its $14.5B portfolio in Q4 2019.
  • Advisor Group opened 254 new positions and closed 209 in Q4 2019.
  • Advisor Group's portfolio value rose 6.7% quarter-over-quarter to $14.5B.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.