AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Quarter Est. Return
1 Year Est. Return
+24.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$13.5B
AUM Growth
+$511M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,587
New
Increased
Reduced
Closed

Top Buys

1
+$87.4M
2
+$87M
3
+$85M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$45.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$35.8M

Top Sells

1
+$136M
2
+$86.9M
3
+$44.5M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$44.4M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$27.7M

Sector Composition

1 Technology 5.76%
2 Financials 4.57%
3 Healthcare 3.52%
4 Consumer Discretionary 3.45%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APC
5401
DELISTED
Anadarko Petroleum
APC
– –
-21,227
DYSL
5402
DELISTED
Dynasil Corporation of America
DYSL
– –
-6,000
HTZ.RT
5403
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-228
GM.WS.B
5404
DELISTED
General Motors Company
GM.WS.B
– –
-615
ICON
5405
DELISTED
Iconix Brand Group, Inc.
ICON
$0 ﹤0.01%
60
NVIV
5406
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
$0 ﹤0.01%
1
IO
5407
DELISTED
ION Geophysical Corporation
IO
$0 ﹤0.01%
16
TVIX
5408
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
-400
CELGZ
5409
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
1
ASCMA
5410
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-3
ESV
5411
DELISTED
Ensco Rowan plc
ESV
– –
-5,436
RIBT
5412
DELISTED
RiceBran Technologies
RIBT
$0 ﹤0.01%
3
QMN
5413
DELISTED
IQ Hedge Market Neutral Tracker ETF
QMN
– –
-18,034
REV
5414
DELISTED
Revlon, Inc.
REV
– –
-500
EMSH
5415
DELISTED
ProShares Short Term USD Emerging Markets Bond ETF
EMSH
– –
-275
MTL
5416
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$0 ﹤0.01%
+116
BZM
5417
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
– –
-1,404
BBK
5418
DELISTED
Blackrock Municipal Bond Trust
BBK
– –
-530
IMH
5419
DELISTED
Impac Mortgage Holdings Inc.
IMH
$0 ﹤0.01%
45
+32
DEW icon
5420
WisdomTree Global High Dividend Fund
DEW
$131M
– –
-124
GORO icon
5421
Gold Resource Corp
GORO
$225M
– –
-3,209
TPST icon
5422
Tempest Therapeutics
TPST
$15.1M
– –
0
TTNP
5423
DELISTED
Titan Pharmaceuticals
TTNP
$0 ﹤0.01%
1
SURF
5424
DELISTED
Surface Oncology, Inc. Common Stock
SURF
– –
-700
TDW.WS.A
5425
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
118
215 216
217
218 219