AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+24.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$13.5B
AUM Growth
+$511M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,587
New
Increased
Reduced
Closed

Top Buys

1
+$87.4M
2
+$87M
3
+$85M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$45.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$35.8M

Top Sells

1
+$136M
2
+$86.9M
3
+$44.5M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$44.4M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$27.7M

Sector Composition

1 Technology 5.76%
2 Financials 4.57%
3 Healthcare 3.52%
4 Consumer Discretionary 3.45%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLD
5126
DELISTED
AdvisorShares North Square McKee Core Reserves ETF
HOLD
– –
-300
SIOX
5127
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
80
OIIM
5128
DELISTED
02Micro International
OIIM
– –
-200
SRNE
5129
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$0 ﹤0.01%
85
REED
5130
DELISTED
Reeds, Inc. Common Stock
REED
– –
-10
CEA
5131
DELISTED
China Eastern Airlines
CEA
– –
-2,171
SRLP
5132
DELISTED
SPRAGUE RESOURCES LP
SRLP
– –
-1,845
USAK
5133
DELISTED
USA Truck Inc
USAK
– –
-200
VANIW
5134
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
$0 ﹤0.01%
46
BKEP
5135
DELISTED
Blueknight Energy Partners L.P.
BKEP
$0 ﹤0.01%
100
JP
5136
DELISTED
Jupai Holdings Limited American depositary shares, each representing six ordinary shares
JP
– –
-5,025
VWTR
5137
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-100
MDLA
5138
DELISTED
Medallia, Inc.
MDLA
$0 ﹤0.01%
+13
GPX
5139
DELISTED
GP Strategies Corp.
GPX
– –
-29
SOGO
5140
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
$0 ﹤0.01%
50
IFFT
5141
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-63
SQBG
5142
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
4
-2
KIN
5143
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-14
MMAC
5144
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$0 ﹤0.01%
12
CHMA
5145
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-50
NYMTO
5146
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-700
FCBP
5147
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
5
PTVCB
5148
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$0 ﹤0.01%
8
NMCI
5149
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
33
-15
TALO.WS
5150
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
153
204 205
206
207 208