Advisor Group Portfolio holdings

AUM $14.5B

1-Year Est. Return 24.86%

2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2

This Quarter Est. Return

1 Year Est. Return

+24.86%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$13.5B

AUM Growth

+$511M (+3.9%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

5,587

New

Increased

Reduced

Closed

Top Buys

1		+$87.4M
2		+$87M
3		+$85M
4	iShares S&P Small-Cap 600 Value ETF IJS	+$45.2M
5	iShares Core US Aggregate Bond ETF AGG	+$35.8M

Top Sells

1		+$136M
2		+$86.9M
3		+$44.5M
4	SPDR Portfolio Intermediate Term Treasury ETF SPTI	+$44.4M
5	PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ	+$27.7M

Sector Composition

1	Technology	5.76%
2	Financials	4.57%
3	Healthcare	3.52%
4	Consumer Discretionary	3.45%
5	Industrials	3.16%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4951	SDT 4951 DELISTED SANDRIDGE MISSISSIPPIAN TRUST I SDT	$1K	﹤0.01%	1,161 +61
4952	DOVA 4952 DELISTED Dova Pharmaceuticals, Inc. Common Stock DOVA	$1K	﹤0.01%	50
4953	CJ 4953 DELISTED C&J Energy Services, Inc. CJ	$1K	﹤0.01%	62 +28
4954	CVRS 4954 DELISTED CORINDUS VASCULAR ROBOTICS, INC CVRS	$1K	﹤0.01%	200 -300
4955	SHOS 4955 DELISTED Sears Hometown and Outlet Stores, Inc. SHOS	$1K	﹤0.01%	336 -645
4956	CO 4956 DELISTED Global Cord Blood Corporation CO	$1K	﹤0.01%	130
4957	MEET 4957 DELISTED The Meet Group, Inc. Common Stock MEET	$1K	﹤0.01%	200
4958	EMKR 4958 DELISTED Emcore Corp EMKR	$1K	﹤0.01%	+25
4959	LUNA 4959 DELISTED Luna Innovations Incorporated LUNA	$1K	﹤0.01%	+200
4960	CBB 4960 DELISTED Cincinnati Bell Inc. CBB	$1K	﹤0.01%	200
4961	NHLD 4961 DELISTED National Holdings Corporation NHLD	$1K	﹤0.01%	196
4962	VVUS 4962 DELISTED Vivus Inc VVUS	$1K	﹤0.01%	250
4963	JO 4963 DELISTED iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN JO	$1K	﹤0.01%	28
4964	4964 Noodles & Co NDLS $39.3M	$1K	﹤0.01%	250
4965	NNDM 4965 Nano Dimension NNDM $373M	$1K	﹤0.01%	+300
4966	NOVA 4966 DELISTED Sunnova Energy NOVA	$1K	﹤0.01%	+91
4967	4967 Navigator Holdings NVGS $1.01B	$1K	﹤0.01%	83
4968	OPRA 4968 Opera Ltd OPRA $1.41B	$1K	﹤0.01%	+100
4969	4969 Oppenheimer Holdings OPY $720M	$1K	﹤0.01%	+24
4970	4970 Origin Agritech SEED $14M	$1K	﹤0.01%	+100
4971	ZNH 4971 DELISTED China Southern Airlines Company Limited ZNH	$1K	﹤0.01%	23
4972	ASAP 4972 DELISTED Waitr Holdings Inc. Common Stock ASAP	$1K	﹤0.01%	30 +23
4973	EXTN 4973 DELISTED Exterran Corporation EXTN	$1K	﹤0.01%	54 -191
4974	GBL 4974 DELISTED GAMCO Investors, Inc. GBL	$1K	﹤0.01%	60
4975	ACH 4975 DELISTED Alum Corp of China Ltd ACH	$1K	﹤0.01%	131 -3,268