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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.36B
AUM Growth
+$664M
Cap. Flow
+$458M
Cap. Flow %
7.2%
Top 10 Hldgs %
17.39%
Holding
5,174
New
225
Increased
2,375
Reduced
1,449
Closed
190

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$56.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$35.3M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$23.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$20.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.2M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$14.4M
3
ONEV icon
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
+$11.4M
4
SSO icon
ProShares Ultra S&P500
SSO
+$10.8M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.44M

Sector Composition

Rank Sector Weight
1 Technology 5.76%
2 Financials 5.5%
3 Healthcare 4.61%
4 Industrials 4.51%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGTC
4901
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-600
Closed -$3K
CCXI
4902
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-1,500
Closed -$14K
GBL
4903
DELISTED
GAMCO Investors, Inc.
GBL
$0 ﹤0.01%
15
– –
GCP
4904
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-283
Closed -$9K
ATHX
4905
DELISTED
Athersys, Inc. Common Stock
ATHX
$0 ﹤0.01%
4
– –
SREV
4906
DELISTED
ServiceSource International, Inc.
SREV
– –
-342
Closed -$1K
ENIA
4907
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$0 ﹤0.01%
26
– –
AFI
4908
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-109
Closed -$2K
LEJU
4909
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
2
– –
SRGA
4910
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-7
Closed -$1K
GSS
4911
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
100
– –
JRJC
4912
DELISTED
China Finance Online Co., Ltd.
JRJC
$0 ﹤0.01%
16
– –
FLGE
4913
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-253
Closed -$45K
QADB
4914
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
10
– –
PFBI
4915
DELISTED
Premier Financial Bancorp
PFBI
– –
-3,246
Closed -$54K
SQBG
4916
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
– –
BWL.A
4917
DELISTED
Bowl America Incorporated
BWL.A
– –
-70
Closed -$1K
MMAC
4918
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-2,803
Closed -$64K
CLGX
4919
DELISTED
Corelogic, Inc.
CLGX
$0 ﹤0.01%
7
-319
-98% -$14.5K
TPCO
4920
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-41
Closed -$1K
GLUU
4921
DELISTED
Glu Mobile Inc.
GLUU
$0 ﹤0.01%
75
-2,000
-96% -$6.29K
MEN
4922
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-122
Closed -$1K
DL
4923
DELISTED
China Distance Education Holdings Limited
DL
$0 ﹤0.01%
9
– –
GV
4924
DELISTED
Goldfield Corporation
GV
– –
-475
Closed -$3K
MVC
4925
DELISTED
MVC Capital, Inc.
MVC
– –
-250
Closed -$2K
195 196
197
198 199

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Advisor Group's Q3 2017 Portfolio in Review

As of Q3 2017, Advisor Group held 5,174 positions worth $6.36B, up 12% from $5.69B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advisor Group deployed $458M of net new capital in Q3 2017, opening 225 new positions and adding to 2,375 existing holdings. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 35,052 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $20.3M trimmed.

  • Advisor Group's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 35,052 shares worth $3.51M.
  • Advisor Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $56.7M increase.
  • Advisor Group's biggest Q3 2017 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $20.3M.
  • Advisor Group fully exited Reynolds American Inc in Q3 2017, selling an estimated $4.1M.
  • Advisor Group's ten largest holdings make up 17% of its $6.36B portfolio in Q3 2017.
  • Advisor Group opened 225 new positions and closed 190 in Q3 2017.
  • Advisor Group's portfolio value rose 12% quarter-over-quarter to $6.36B.

Based on Advisor Group's 13F filing for Q3 2017, filed 6 Nov 2017.