Advisor Group Portfolio holdings

AUM $14.5B

1-Year Est. Return 24.86%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+24.86%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$13.5B

AUM Growth

+$511M (+3.9%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

5,587

New

Increased

Reduced

Closed

Top Buys

1		+$87M
2		+$85.7M
3		+$83.9M
4	iShares S&P Small-Cap 600 Value ETF IJS	+$44.2M
5	iShares Core US Aggregate Bond ETF AGG	+$35.6M

Top Sells

1		+$137M
2		+$86.1M
3		+$45M
4	State Street SPDR Portfolio Intermediate Term Treasury ETF SPTI	+$44.2M
5	PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ	+$26.4M

Sector Composition

1	Technology	5.76%
2	Financials	4.57%
3	Healthcare	3.52%
4	Consumer Discretionary	3.45%
5	Industrials	3.17%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4526	4526 Vanguard US Multifactor ETF VFMF $534M	$6K	﹤0.01%	80
4527	4527 vTv Therapeutics VTVT $145M	$6K	﹤0.01%	100
4528	4528 Watts Water Technologies WTS $10B	$6K	﹤0.01%	68 +18
4529	4529 Expro XPRO $1.93B	$6K	﹤0.01%	203
4530	VCNX 4530 DELISTED Vaccinex, Inc. Common Stock VCNX	$6K	﹤0.01%	4
4531	AIOT 4531 PowerFleet Inc AIOT $410M	$6K	﹤0.01%	1,069
4532	CCEC 4532 Capital Clean Energy Carriers CCEC $1.18B	$6K	﹤0.01%	559
4533	USAP 4533 DELISTED Universal Stainless & Alloy USAP	$6K	﹤0.01%	370
4534	ICD 4534 DELISTED Independence Contract Drilling, Inc. ICD	$6K	﹤0.01%	250 +150
4535	SCTL 4535 DELISTED Societal CDMO, Inc. Common Stock SCTL	$6K	﹤0.01%	+585
4536	GPP 4536 DELISTED Green Plains Partners LP GPP	$6K	﹤0.01%	433 +6
4537	GHL 4537 DELISTED Greenhill & Co., Inc. GHL	$6K	﹤0.01%	424 +66
4538	APRN 4538 DELISTED Blue Apron Holdings, Inc. Class A Common Stock APRN	$6K	﹤0.01%	64
4539	TWNK 4539 DELISTED Hostess Brands, Inc. Class A Common Stock TWNK	$6K	﹤0.01%	447 +356
4540	ACOR 4540 DELISTED Acorda Therapeutics ACOR	$6K	﹤0.01%	19 +8
4541	TMDI 4541 DELISTED Titan Medical Inc. Ordinary Shares TMDI	$6K	﹤0.01%	6,035 +2,066
4542	DBS 4542 DELISTED Invesco DB Silver Fund DBS	$6K	﹤0.01%	260
4543	NTUS 4543 DELISTED Natus Medical Inc NTUS	$6K	﹤0.01%	200
4544	RVI 4544 DELISTED Retail Value Inc. Common Shares RVI	$6K	﹤0.01%	1,710 -305
4545	RRD 4545 DELISTED RR Donnelley & Sons Co. RRD	$6K	﹤0.01%	1,664 +118
4546	RAVN 4546 DELISTED Raven Industries Inc RAVN	$6K	﹤0.01%	177 +28
4547	XONE 4547 DELISTED The ExOne Company XONE	$6K	﹤0.01%	670 +600
4548	TLND 4548 DELISTED Talend S.A. American Depositary Shares TLND	$6K	﹤0.01%	177 -250
4549	HOME 4549 DELISTED At Home Group Inc. HOME	$6K	﹤0.01%	600 -8,238
4550	MDLY 4550 DELISTED Medley Management Inc MDLY	$6K	﹤0.01%	180 -14