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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.42B
AUM Growth
+$267M
Cap. Flow
+$209M
Cap. Flow %
4.71%
Top 10 Hldgs %
13.81%
Holding
4,872
New
252
Increased
1,839
Reduced
1,597
Closed
212

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.8M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.8M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$14.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$12.8M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
WBII
WBI BullBear Global Income ETF
WBII
+$13.8M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.2M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.67M
4
MORE
Monogram Residential Trust, Inc.
MORE
+$9.1M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.36M

Sector Composition

Rank Sector Weight
1 Financials 5.82%
2 Technology 5.75%
3 Industrials 5.05%
4 Healthcare 4.74%
5 Consumer Staples 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMAX
4476
XMAX Inc
XMAX
$536M
– –
-9
Closed -$1K
OCGN icon
4477
Ocugen
OCGN
$410M
$0 ﹤0.01%
+2
New +$278
OCUL icon
4478
Ocular Therapeutix
OCUL
$1.86B
– –
-1,800
Closed -$12K
OEF icon
4479
CALL
iShares S&P 100 ETF
OEF
$19.8B
– –
-20
Closed -$2K
OESX icon
4480
Orion Energy Systems
OESX
$41.1M
$0 ﹤0.01%
15
– –
OFIX icon
4481
Orthofix Medical
OFIX
$455M
– –
-31
Closed -$1K
PALI icon
4482
Palisade Bio
PALI
$339M
– –
0
– –
PCH
4483
DELISTED
PotlatchDeltic
PCH
– –
-100
Closed -$4K
PGJ icon
4484
Invesco Golden Dragon China ETF
PGJ
$92.8M
$0 ﹤0.01%
14
– –
PHIO icon
4485
Phio Pharmaceuticals
PHIO
$12.1M
– –
0
– –
PSHG icon
4486
Performance Shipping
PSHG
$22.1M
– –
0
– –
PSTV icon
4487
Plus Therapeutics
PSTV
$26.4M
– –
0
– –
PTN
4488
Palatin Technologies
PTN
$13.7M
– –
0
– –
QMCO icon
4489
Quantum Corp
QMCO
$437M
– –
0
– –
QQXT icon
4490
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$152M
– –
-145
Closed -$6K
QUIK icon
4491
QuickLogic
QUIK
$224M
$0 ﹤0.01%
13
-353
-96% -$4.63K
REET icon
4492
iShares Global REIT ETF
REET
$5.12B
– –
-1,021
Closed -$28K
RGLS
4493
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RPD icon
4494
Rapid7
RPD
$634M
– –
-1,150
Closed -$21K
RSPR icon
4495
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$107M
– –
-6,609
Closed -$181K
RVP icon
4496
Retractable Technologies
RVP
$20.4M
$0 ﹤0.01%
130
– –
SANW
4497
DELISTED
S&W Seed Co
SANW
$0 ﹤0.01%
3
– –
FLNA
4498
Filana Therapeutics
FLNA
$43M
$0 ﹤0.01%
21
– –
SBSW icon
4499
Sibanye-Stillwater
SBSW
$5.92B
– –
-82
Closed -$1K
SBUX icon
4500
CALL
Starbucks
SBUX
$118B
– –
-10
Closed -$1K
178 179
180
181 182

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q4 2016 Portfolio in Review

As of Q4 2016, Advisor Group held 4,872 positions worth $4.42B, up 6.4% from $4.16B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Advisor Group deployed $209M of net new capital in Q4 2016, opening 252 new positions and adding to 1,839 existing holdings. Its largest new stake was WBI Power Factor High Dividend ETF: 250,066 shares worth $6.16M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was WBI BullBear Global Income ETF, an estimated $13.8M trimmed.

  • Advisor Group's largest Q4 2016 buy was WBI Power Factor High Dividend ETF: 250,066 shares worth $6.16M.
  • Advisor Group added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $30.8M increase.
  • Advisor Group's biggest Q4 2016 reduction was WBI BullBear Global Income ETF, cutting an estimated $13.8M.
  • Advisor Group fully exited First Trust International Multi-Asset Diversified Income Index Fund in Q4 2016, selling an estimated $1.41M.
  • Advisor Group's ten largest holdings make up 14% of its $4.42B portfolio in Q4 2016.
  • Advisor Group opened 252 new positions and closed 212 in Q4 2016.
  • Advisor Group's portfolio value rose 6.4% quarter-over-quarter to $4.42B.

Based on Advisor Group's 13F filing for Q4 2016, filed 31 Jan 2017.