Advisor Group Portfolio holdings

AUM $14.5B

1-Year Est. Return 24.86%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+24.86%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$13.5B

AUM Growth

+$511M (+3.9%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

5,587

New

Increased

Reduced

Closed

Top Buys

1		+$87M
2		+$85.7M
3		+$83.9M
4	iShares S&P Small-Cap 600 Value ETF IJS	+$44.2M
5	iShares Core US Aggregate Bond ETF AGG	+$35.6M

Top Sells

1		+$137M
2		+$86.1M
3		+$45M
4	State Street SPDR Portfolio Intermediate Term Treasury ETF SPTI	+$44.2M
5	PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ	+$26.4M

Sector Composition

1	Technology	5.76%
2	Financials	4.57%
3	Healthcare	3.52%
4	Consumer Discretionary	3.45%
5	Industrials	3.17%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4451	4451 ProShares S&P 500 ex-Energy ETF SPXE $73.9M	$7K	﹤0.01%	228 +2
4452	4452 First Financial Corp THFF $731M	$7K	﹤0.01%	+155
4453	4453 Team TISI $60.2M	$7K	﹤0.01%	37 -1
4454	4454 Talphera TLPH $36.9M	$7K	﹤0.01%	161 -37
4455	TRTX 4455 TPG RE Finance Trust TRTX $626M	$7K	﹤0.01%	353
4456	4456 Zumiez ZUMZ $368M	$7K	﹤0.01%	251 +151
4457	TBCH 4457 Turtle Beach Corp TBCH $246M	$7K	﹤0.01%	560
4458	ENZ 4458 DELISTED Enzo Biochem, Inc. ENZ	$7K	﹤0.01%	1,804
4459	CONN 4459 DELISTED Conn's Inc. CONN	$7K	﹤0.01%	282 +108
4460	LBAI 4460 DELISTED Lakeland Bancorp Inc LBAI	$7K	﹤0.01%	495
4461	SALM 4461 DELISTED Salem Media Group, Inc. Class A Common Stock SALM	$7K	﹤0.01%	4,500
4462	EVOP 4462 DELISTED EVO Payments, Inc. Class A Common Stock EVOP	$7K	﹤0.01%	245
4463	ATNX 4463 DELISTED Athenex, Inc. Common Stock ATNX	$7K	﹤0.01%	30
4464	PTR 4464 DELISTED PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES) PTR	$7K	﹤0.01%	146 -32
4465	VNE 4465 DELISTED Veoneer, Inc. VNE	$7K	﹤0.01%	398 +156
4466	FRTA 4466 DELISTED Forterra, Inc FRTA	$7K	﹤0.01%	900
4467	WDR 4467 DELISTED Waddell & Reed Financial, Inc. WDR	$7K	﹤0.01%	406 -2,134
4468	TNAV 4468 DELISTED Telenav Inc. TNAV	$7K	﹤0.01%	1,500 +500
4469	SRE.PRA 4469 DELISTED Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A SRE.PRA	$7K	﹤0.01%	60
4470	DNR 4470 DELISTED Denbury Resources, Inc. DNR	$7K	﹤0.01%	5,268 -6,536
4471	NE 4471 DELISTED Noble Corporation NE	$7K	﹤0.01%	5,376 -305
4472	MSBF 4472 DELISTED MSB Financial Corp. MSBF	$7K	﹤0.01%	455
4473	LTM 4473 DELISTED LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share) LTM	$7K	﹤0.01%	617 -50
4474	WTRU 4474 DELISTED Essential Utilities, Inc.6.00% Tangible Equity Units WTRU	$7K	﹤0.01%	120
4475	TRCB 4475 DELISTED Two River Bancorp TRCB	$7K	﹤0.01%	315