AG
SMM

Advisor Group’s Salient Midstream & MLP Fund SMM Stock Holding History

Advisor Group’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-1,640
Closed -$13K – 5517
2019
Q3 		$13K Sell
1,640
-5,000
-75% -$40.4K ﹤0.01% 4218
2019
Q2 		$57K Hold
6,640
– – ﹤0.01% 3275
2019
Q1 		$61K Sell
6,640
-10,000
-60% -$88.8K ﹤0.01% 3250
2018
Q4 		$123K Buy
16,640
+10,000
+151% +$87.3K ﹤0.01% 2478
2018
Q3 		$68K Hold
6,640
– – ﹤0.01% 3059
2018
Q2 		$66K Sell
6,640
-2,000
-23% -$19.8K ﹤0.01% 2871
2018
Q1 		$79K Buy
8,640
+5,000
+137% +$52.3K ﹤0.01% 2749
2017
Q4 		$40K Buy
3,640
+2,000
+122% +$21.3K ﹤0.01% 3245
2017
Q3 		$19K Hold
1,640
– – ﹤0.01% 3593
2017
Q2 		$19K Buy
+1,640
New +$20.5K ﹤0.01% 3538

Other funds holding SMM

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.1B AUM 17.16% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Advisor Group's SMM Position: Q4 2019 in Review

Advisor Group sold out of Salient Midstream & MLP Fund (SMM) in Q4 2019, closing a stake of 1,640 shares — an estimated $13K sold.

Advisor Group first reported a position in SMM in Q2 2017 and held it in 10 quarters. The position peaked at $123K in Q4 2018. 35 funds tracked by Wall St. Rank hold SMM as of Q4 2019.

  • Advisor Group reported no remaining Salient Midstream & MLP Fund position as of Q4 2019 after selling out during the quarter.
  • Advisor Group sold 1,640 Salient Midstream & MLP Fund shares in Q4 2019, an estimated $13K.
  • Advisor Group first reported a position in Salient Midstream & MLP Fund in Q2 2017 and held it in 10 quarters.
  • Advisor Group's Salient Midstream & MLP Fund position peaked at $123K in Q4 2018.
  • 35 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.