Advisor Group’s PolyMet Mining Corp. PLM Stock Holding History

Advisor Group’s Portfolio PLM Stock Details PLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$10K	Sell	3,575 -900	-20%	-$2.73K	﹤0.01%	4399
2019 Q3	$15K	Buy	4,475 +2,315	+107%	+$8.64K	﹤0.01%	4152
2019 Q2	$9K	Sell	2,160 -1,008	-32%	-$4.86K	﹤0.01%	4464
2019 Q1	$21K	Buy	3,168 +825	+35%	+$6.02K	﹤0.01%	3968
2018 Q4	$18K	Buy	2,343 +280	+14%	+$2.45K	﹤0.01%	3903
2018 Q3	$21K	Buy	2,063 +528	+34%	+$4.59K	﹤0.01%	3887
2018 Q2	$15K	Buy	1,535 +350	+30%	+$3.02K	﹤0.01%	3890
2018 Q1	$11K	Buy	1,185 +450	+61%	+$4.95K	﹤0.01%	4054
2017 Q4	$7K	Buy	735 +200	+37%	+$1.29K	﹤0.01%	4315
2017 Q3	$3K	Buy	535 +210	+65%	+$1.33K	﹤0.01%	4509
2017 Q2	$2K	Hold	325	–	–	﹤0.01%	4597
2017 Q1	$3K	Sell	325 -750	-70%	-$6.09K	﹤0.01%	4352
2016 Q4	$8K	Hold	1,075	–	–	﹤0.01%	3755
2016 Q3	$9K	Hold	1,075	–	–	﹤0.01%	3661
2016 Q2	$7K	Buy	+1,075	New	+$9.09K	﹤0.01%	3679

Other funds holding PLM

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Elkhorn Partners Omaha, Nebraska $117M AUM 28.12% 1-Year Est. Return

MPI

Mairs & Power Inc St Paul, Minnesota $10.9B AUM 27.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CFA

Cahill Financial Advisors Edina, Minnesota $1.04B AUM 21.69% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return

Advisor Group's PLM Position: Q4 2019 in Review

Advisor Group reduced its PolyMet Mining Corp. (PLM) stake by 20% in Q4 2019, selling an estimated $2.73K and leaving 3,575 shares worth $10K. The position accounts for ﹤0.01% of the portfolio, ranked #4399.

Advisor Group first reported a position in PLM in Q2 2016 and has held it in 15 quarters since. The position peaked at $21K in Q1 2019. 60 funds tracked by Wall St. Rank hold PLM as of Q4 2019.

Advisor Group held 3,575 shares of PolyMet Mining Corp. worth $10K as of Q4 2019.
Advisor Group sold 900 PolyMet Mining Corp. shares in Q4 2019, an estimated $2.73K.
PolyMet Mining Corp. made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #4399 holding.
Advisor Group first reported a position in PolyMet Mining Corp. in Q2 2016 and has held it in 15 quarters since.
Advisor Group's PolyMet Mining Corp. position peaked at $21K in Q1 2019.
60 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.