Advisor Group’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

Advisor Group’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$65K	Sell	1,875 -1,871	-50%	-$58.5K	﹤0.01%	3244
2019 Q3	$124K	Sell	3,746 -1,500	-29%	-$62.3K	﹤0.01%	2729
2019 Q2	$301K	Hold	5,246	–	–	﹤0.01%	2001
2019 Q1	$350K	Sell	5,246 -61	-1%	-$4.25K	﹤0.01%	1847
2018 Q4	$288K	Buy	5,307 +762	+17%	+$59.8K	﹤0.01%	1813
2018 Q3	$445K	Buy	4,545 +101	+2%	+$10.3K	﹤0.01%	1553
2018 Q2	$449K	Buy	4,444 +425	+11%	+$41.9K	0.01%	1388
2018 Q1	$362K	Buy	4,019 +75	+2%	+$7.55K	0.01%	1548
2017 Q4	$418K	Buy	3,944 +1,220	+45%	+$125K	0.01%	1442
2017 Q3	$291K	Hold	2,724	–	–	﹤0.01%	1561
2017 Q2	$290K	Sell	2,724 -350	-11%	-$42.2K	0.01%	1506
2017 Q1	$406K	Buy	3,074 +11	+0.4%	+$1.44K	0.01%	1201
2016 Q4	$404K	Buy	3,063 +1,500	+96%	+$189K	0.01%	1128
2016 Q3	$199K	Buy	1,563 +1,400	+859%	+$173K	﹤0.01%	1529
2016 Q2	$19K	Buy	+163	New	+$17.3K	﹤0.01%	3108

Other funds holding NDP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group's NDP Position: Q4 2019 in Review

Advisor Group reduced its TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) stake by 50% in Q4 2019, selling an estimated $58.5K and leaving 1,875 shares worth $65K. The position accounts for ﹤0.01% of the portfolio, ranked #3244.

Advisor Group first reported a position in NDP in Q2 2016 and has held it in 15 quarters since. The position peaked at $449K in Q2 2018. 36 funds tracked by Wall St. Rank hold NDP as of Q4 2019.

Advisor Group held 1,875 shares of TORTOISE ENERGY INDEPENDENCE FUND, INC. worth $65K as of Q4 2019.
Advisor Group sold 1,871 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q4 2019, an estimated $58.5K.
TORTOISE ENERGY INDEPENDENCE FUND, INC. made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3244 holding.
Advisor Group first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q2 2016 and has held it in 15 quarters since.
Advisor Group's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $449K in Q2 2018.
36 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.