Advisor Group’s ProShares Morningstar Alternatives Solution ETF ALTS Stock Holding History

Advisor Group’s Portfolio ALTS Stock Details ALTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1,000	Closed	-$37K	–	5633
2019 Q2	$37K	Sell	1,000 -500	-33%	-$18.6K	﹤0.01%	3573
2019 Q1	$56K	Hold	1,500	–	–	﹤0.01%	3307
2018 Q4	$54K	Hold	1,500	–	–	﹤0.01%	3135
2018 Q3	$57K	Hold	1,500	–	–	﹤0.01%	3189
2018 Q2	$57K	Hold	1,500	–	–	﹤0.01%	2994
2018 Q1	$56K	Hold	1,500	–	–	﹤0.01%	2981
2017 Q4	$57K	Buy	+1,500	New	+$57.9K	﹤0.01%	2992

Other funds holding ALTS

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Advisor Group's ALTS Position: Q3 2019 in Review

Advisor Group sold out of ProShares Morningstar Alternatives Solution ETF (ALTS) in Q3 2019, closing a stake of 1,000 shares — an estimated $37K sold.

Advisor Group first reported a position in ALTS in Q4 2017 and held it in 7 quarters. The position peaked at $57K in Q3 2018. 8 funds tracked by Wall St. Rank hold ALTS as of Q3 2019.

Advisor Group reported no remaining ProShares Morningstar Alternatives Solution ETF position as of Q3 2019 after selling out during the quarter.
Advisor Group sold 1,000 ProShares Morningstar Alternatives Solution ETF shares in Q3 2019, an estimated $37K.
Advisor Group first reported a position in ProShares Morningstar Alternatives Solution ETF in Q4 2017 and held it in 7 quarters.
Advisor Group's ProShares Morningstar Alternatives Solution ETF position peaked at $57K in Q3 2018.
8 funds tracked by Wall St. Rank held ProShares Morningstar Alternatives Solution ETF as of Q3 2019.

Based on Advisor Group's 13F filing for Q3 2019, filed 13 Nov 2019.