Advisor Group’s ALPS Clean Energy ETF ACES Stock Holding History

Advisor Group’s Portfolio ACES Stock Details ACES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$27K	Buy	800 +600	+300%	+$19.1K	﹤0.01%	3792
2019 Q3	$6K	Buy	200 +100	+100%	+$3.07K	﹤0.01%	4554
2019 Q2	$3K	Hold	100	–	–	﹤0.01%	4834
2019 Q1	$3K	Buy	+100	New	+$2.58K	﹤0.01%	4821

Other funds holding ACES

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

CBU

CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Advisor Group's ACES Position: Q4 2019 in Review

Advisor Group increased its ALPS Clean Energy ETF (ACES) stake by 300% in Q4 2019, buying an estimated $19.1K and bringing the position to 800 shares worth $27K. The position accounts for ﹤0.01% of the portfolio, ranked #3792.

Advisor Group first reported a position in ACES in Q1 2019 and has held it in 4 quarters since. 14 funds tracked by Wall St. Rank hold ACES as of Q4 2019.

Advisor Group held 800 shares of ALPS Clean Energy ETF worth $27K as of Q4 2019.
Advisor Group bought 600 ALPS Clean Energy ETF shares in Q4 2019, an estimated $19.1K.
ALPS Clean Energy ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3792 holding.
Advisor Group first reported a position in ALPS Clean Energy ETF in Q1 2019 and has held it in 4 quarters since.
14 funds tracked by Wall St. Rank held ALPS Clean Energy ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.