Abner Herrman & Brock’s Hercules Capital 6.25% Notes due 2033 HCXY Stock Holding History

Abner Herrman & Brock’s Portfolio HCXY Stock Details HCXY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-10,000	Closed	-$267K	–	102
2020 Q4	$267K	Hold	10,000	–	–	0.04%	95
2020 Q3	$266K	Hold	10,000	–	–	0.04%	89
2020 Q2	$250K	Hold	10,000	–	–	0.04%	90
2020 Q1	$233K	Hold	10,000	–	–	0.05%	79
2019 Q4	$263K	Hold	10,000	–	–	0.04%	101
2019 Q3	$266K	Hold	10,000	–	–	0.04%	103
2019 Q2	$257K	Hold	10,000	–	–	0.04%	103
2019 Q1	$249K	Hold	10,000	–	–	0.04%	102
2018 Q4	$233K	Buy	+10,000	New	+$233K	0.04%	106

Abner Herrman & Brock's HCXY Position: Q1 2021 in Review

Abner Herrman & Brock sold out of Hercules Capital 6.25% Notes due 2033 (HCXY) in Q1 2021, closing a stake of 10,000 shares — an estimated $267K sold.

Abner Herrman & Brock first reported a position in HCXY in Q4 2018 and held it in 9 quarters. The position peaked at $267K in Q4 2020. 0 funds tracked by Wall St. Rank hold HCXY as of Q1 2021.

Abner Herrman & Brock reported no remaining Hercules Capital 6.25% Notes due 2033 position as of Q1 2021 after selling out during the quarter.
Abner Herrman & Brock sold 10,000 Hercules Capital 6.25% Notes due 2033 shares in Q1 2021, an estimated $267K.
Abner Herrman & Brock first reported a position in Hercules Capital 6.25% Notes due 2033 in Q4 2018 and held it in 9 quarters.
Abner Herrman & Brock's Hercules Capital 6.25% Notes due 2033 position peaked at $267K in Q4 2020.
0 funds tracked by Wall St. Rank held Hercules Capital 6.25% Notes due 2033 as of Q1 2021.

Based on Abner Herrman & Brock's 13F filing for Q1 2021, filed 9 Apr 2021.