A.R.T. Advisors’s UBS Group UBS Stock Holding History

A.R.T. Advisors’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-32,100	Closed	-$363K	–	1735
2019 Q3	$363K	Sell	32,100 -16,400	-34%	-$185K	0.02%	980
2019 Q2	$575K	Sell	48,500 -10,000	-17%	-$123K	0.03%	694
2019 Q1	$708K	Buy	+58,500	New	+$741K	0.04%	613
2017 Q3	–	Sell	-33,300	Closed	-$565K	–	1676
2017 Q2	$565K	Sell	33,300 -155,300	-82%	-$2.52M	0.03%	750
2017 Q1	$3.01M	Buy	+188,600	New	+$3.04M	0.14%	197
2015 Q4	–	Sell	-69,591	Closed	-$1.29M	–	1727
2015 Q3	$1.29M	Buy	+69,591	New	+$1.47M	0.05%	536
2015 Q1	–	Sell	-95,249	Closed	-$1.62M	–	1702
2014 Q4	$1.62M	Buy	+95,249	New	+$1.63M	0.06%	453

Other funds holding UBS

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

A.R.T. Advisors's UBS Position: Q4 2019 in Review

A.R.T. Advisors sold out of UBS Group (UBS) in Q4 2019, closing a stake of 32,100 shares — an estimated $363K sold.

A.R.T. Advisors first reported a position in UBS in Q4 2014 and held it in 7 quarters. The position peaked at $3.01M in Q1 2017. 299 funds tracked by Wall St. Rank hold UBS as of Q4 2019.

A.R.T. Advisors reported no remaining UBS Group position as of Q4 2019 after selling out during the quarter.
A.R.T. Advisors sold 32,100 UBS Group shares in Q4 2019, an estimated $363K.
A.R.T. Advisors first reported a position in UBS Group in Q4 2014 and held it in 7 quarters.
A.R.T. Advisors's UBS Group position peaked at $3.01M in Q1 2017.
299 funds tracked by Wall St. Rank held UBS Group as of Q4 2019.

Based on A.R.T. Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.