A.R.T. Advisors’s Spire SR Stock Holding History

A.R.T. Advisors’s Portfolio SR Stock Details SR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-13,229	Closed	-$1.11M	–	1713
2019 Q2	$1.11M	Buy	+13,229	New	+$1.11M	0.06%	430
2018 Q4	–	Sell	-5,624	Closed	-$413K	–	1622
2018 Q3	$413K	Sell	5,624 -31,000	-85%	-$2.29M	0.02%	927
2018 Q2	$2.59M	Buy	+36,624	New	+$2.58M	0.11%	278
2017 Q3	–	Sell	-22,015	Closed	-$1.53M	–	1636
2017 Q2	$1.53M	Buy	22,015 +15,200	+223%	+$1.06M	0.08%	351
2017 Q1	$459K	Buy	+6,815	New	+$443K	0.02%	844
2016 Q4	–	Sell	-3,615	Closed	-$230K	–	1397
2016 Q3	$230K	Sell	3,615 -38,885	-91%	-$2.6M	0.07%	440
2016 Q2	$3.01M	Sell	42,500 -4,044	-9%	-$266K	0.15%	188
2016 Q1	$3.15M	Buy	46,544 +11,200	+32%	+$714K	0.14%	203
2015 Q4	$2.1M	Buy	35,344 +8,000	+29%	+$461K	0.1%	278
2015 Q3	$1.49M	Sell	27,344 -20,573	-43%	-$1.09M	0.06%	490
2015 Q2	$2.49M	Sell	47,917 -17,320	-27%	-$904K	0.08%	372
2015 Q1	$3.34M	Buy	+65,237	New	+$3.42M	0.12%	241

Other funds holding SR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

American Century Companies

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Franklin Resources

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Duff & Phelps Investment Management Chicago, Illinois $9.63B AUM 11.3% 1-Year Est. Return