A.R.T. Advisors’s RB Global RBA Stock Holding History

A.R.T. Advisors’s Portfolio RBA Stock Details RBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-24,006	Closed	-$1.03M	–	772
2019 Q4	$1.03M	Buy	24,006 +11,700	+95%	+$487K	0.05%	547
2019 Q3	$491K	Sell	12,306 -4,500	-27%	-$167K	0.02%	871
2019 Q2	$558K	Sell	16,806 -4,400	-21%	-$151K	0.03%	709
2019 Q1	$721K	Buy	21,206 +9,700	+84%	+$342K	0.04%	608
2018 Q4	$376K	Sell	11,506 -19,600	-63%	-$659K	0.02%	840
2018 Q3	$1.12M	Buy	+31,106	New	+$1.11M	0.05%	532
2016 Q1	–	Sell	-93,252	Closed	-$2.25M	–	1604
2015 Q4	$2.25M	Sell	93,252 -8,061	-8%	-$207K	0.11%	258
2015 Q3	$2.62M	Buy	101,313 +83,690	+475%	+$2.29M	0.1%	286
2015 Q2	$492K	Buy	+17,623	New	+$484K	0.02%	998
2014 Q4	–	Sell	-18,200	Closed	-$407K	–	1605
2014 Q3	$407K	Buy	+18,200	New	+$434K	0.02%	834
2013 Q4	–	Sell	-14,551	Closed	-$293K	–	1463
2013 Q3	$293K	Sell	14,551 -56,384	-79%	-$1.09M	0.02%	990
2013 Q2	$1.36M	Buy	+70,935	New	+$1.44M	0.04%	510

Other funds holding RBA

Massachusetts Financial Services

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Caisse de Depot et Placement du Quebec (CDPQ)

Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada $62.4B AUM 23.7% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

William Blair Investment Management

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Carillon Tower Advisers St. Petersburg, Florida $16.4B AUM 64.75% 1-Year Est. Return