A.R.T. Advisors’s PDL BioPharma, Inc. PDLI Stock Holding History

A.R.T. Advisors’s Portfolio PDLI Stock Details PDLI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-27,591	Closed	-$87K	–	1919
2019 Q2	$87K	Buy	+27,591	New	+$89.5K	﹤0.01%	1212
2019 Q1	–	Sell	-36,391	Closed	-$106K	–	1813
2018 Q4	$106K	Sell	36,391 -98,319	-73%	-$270K	0.01%	1158
2018 Q3	$354K	Buy	+134,710	New	+$331K	0.02%	980
2018 Q2	–	Sell	-150,099	Closed	-$441K	–	1998
2018 Q1	$441K	Buy	+150,099	New	+$410K	0.02%	1007
2017 Q3	–	Sell	-39,109	Closed	-$96K	–	1918
2017 Q2	$96K	Sell	39,109 -331,891	-89%	-$763K	0.01%	1258
2017 Q1	$842K	Buy	371,000 +208,100	+128%	+$460K	0.04%	620
2016 Q4	$345K	Buy	+162,900	New	+$455K	0.02%	893
2016 Q3	–	Sell	-432,031	Closed	-$1.36M	–	1550
2016 Q2	$1.36M	Sell	432,031 -379,977	-47%	-$1.27M	0.07%	431
2016 Q1	$2.7M	Buy	812,008 +204,700	+34%	+$638K	0.12%	236
2015 Q4	$2.15M	Buy	607,308 +507,647	+509%	+$2.12M	0.1%	270
2015 Q3	$501K	Sell	99,661 -253,011	-72%	-$1.45M	0.02%	876
2015 Q2	$2.27M	Buy	352,672 +248,579	+239%	+$1.67M	0.08%	397
2015 Q1	$732K	Sell	104,093 -156,169	-60%	-$1.13M	0.03%	774
2014 Q4	$2.01M	Buy	260,262 +89,383	+52%	+$707K	0.07%	395
2014 Q3	$1.28M	Buy	+170,879	New	+$1.59M	0.06%	435
2013 Q4	–	Sell	-181,769	Closed	-$1.45M	–	1785
2013 Q3	$1.45M	Buy	+181,769	New	+$1.46M	0.08%	376

Other funds holding PDLI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return