A.R.T. Advisors’s NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) NES Stock Holding History

A.R.T. Advisors’s Portfolio NES Stock Details NES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-47,031	Closed	-$945K	–	1725
2014 Q2	$945K	Buy	+47,031	New	+$835K	0.05%	529

Other funds holding NES

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

WAM

Water Asset Management New York $43.6M AUM 40.7% 1-Year Est. Return

BKBG

BHF Kleinwort Benson Group Brussels, Belgium $3.44B AUM 0.95% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

A.R.T. Advisors's NES Position: Q3 2014 in Review

A.R.T. Advisors sold out of NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) (NES) in Q3 2014, closing a stake of 47,031 shares — an estimated $945K sold.

A.R.T. Advisors first reported a position in NES in Q2 2014 and held it in 1 quarter. The position peaked at $945K in Q2 2014. 101 funds tracked by Wall St. Rank hold NES as of Q3 2014.

A.R.T. Advisors reported no remaining NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) position as of Q3 2014 after selling out during the quarter.
A.R.T. Advisors sold 47,031 NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) shares in Q3 2014, an estimated $945K.
A.R.T. Advisors first reported a position in NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) in Q2 2014 and held it in 1 quarter.
A.R.T. Advisors's NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) position peaked at $945K in Q2 2014.
101 funds tracked by Wall St. Rank held NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) as of Q3 2014.

Based on A.R.T. Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.