A.R.T. Advisors’s LyondellBasell Industries LYB Stock Holding History

A.R.T. Advisors’s Portfolio LYB Stock Details LYB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-20,500	Closed	-$1.94M	–	585
2019 Q4	$1.94M	Buy	+20,500	New	+$1.88M	0.1%	304
2019 Q3	–	Sell	-50,700	Closed	-$4.37M	–	1596
2019 Q2	$4.37M	Sell	50,700 -2,600	-5%	-$222K	0.25%	87
2019 Q1	$4.48M	Buy	53,300 +37,800	+244%	+$3.27M	0.27%	72
2018 Q4	$1.29M	Sell	15,500 -23,000	-60%	-$2.1M	0.08%	361
2018 Q3	$3.95M	Buy	+38,500	New	+$4.21M	0.18%	136
2018 Q1	–	Sell	-22,600	Closed	-$2.49M	–	1654
2017 Q4	$2.49M	Buy	+22,600	New	+$2.34M	0.11%	293
2016 Q3	–	Sell	-93,643	Closed	-$6.97M	–	937
2016 Q2	$6.97M	Sell	93,643 -51,900	-36%	-$4.28M	0.35%	40
2016 Q1	$12.5M	Buy	145,543 +16,000	+12%	+$1.28M	0.56%	12
2015 Q4	$11.3M	Sell	129,543 -45,826	-26%	-$4.22M	0.53%	18
2015 Q3	$14.6M	Buy	+175,369	New	+$15.6M	0.54%	20
2015 Q2	–	Sell	-32,202	Closed	-$2.83M	–	1608
2015 Q1	$2.83M	Buy	+32,202	New	+$2.71M	0.1%	277
2014 Q1	–	Sell	-37,038	Closed	-$2.97M	–	1456
2013 Q4	$2.97M	Buy	37,038 +17,489	+89%	+$1.34M	0.16%	183
2013 Q3	$1.43M	Buy	+19,549	New	+$1.36M	0.08%	379

Other funds holding LYB

Capital International Investors

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Eagle Capital Management (New York)

Eagle Capital Management (New York) New York $29.8B AUM 12.13% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return