A.R.T. Advisors’s Hawaiian Electric Industries HE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-7,201	Closed	-$337K	–	456
2019 Q4	$337K	Buy	+7,201	New	+$323K	0.02%	989
2019 Q3	–	Sell	-14,597	Closed	-$636K	–	1547
2019 Q2	$636K	Sell	14,597 -6,200	-30%	-$260K	0.04%	643
2019 Q1	$848K	Buy	20,797 +15,000	+259%	+$570K	0.05%	541
2018 Q4	$212K	Sell	5,797 -10,203	-64%	-$378K	0.01%	1045
2018 Q3	$569K	Sell	16,000 -4,600	-22%	-$162K	0.03%	806
2018 Q2	$706K	Buy	20,600 +12,300	+148%	+$418K	0.03%	791
2018 Q1	$285K	Sell	8,300 -19,900	-71%	-$672K	0.01%	1147
2017 Q4	$1.02M	Buy	+28,200	New	+$1.02M	0.05%	612
2016 Q1	–	Sell	-7,478	Closed	-$216K	–	1483
2015 Q4	$216K	Sell	7,478 -8,034	-52%	-$232K	0.01%	1197
2015 Q3	$445K	Sell	15,512 -10,300	-40%	-$302K	0.02%	923
2015 Q2	$767K	Sell	25,812 -16,420	-39%	-$510K	0.03%	821
2015 Q1	$1.36M	Sell	42,232 -5,707	-12%	-$190K	0.05%	545
2014 Q4	$1.6M	Buy	+47,939	New	+$1.4M	0.06%	459
2014 Q3	–	Sell	-26,096	Closed	-$660K	–	1395
2014 Q2	$660K	Buy	+26,096	New	+$635K	0.03%	654