A.R.T. Advisors’s Goldman Sachs GS Stock Holding History

A.R.T. Advisors’s Portfolio GS Stock Details GS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-1,411	Closed	-$372K	–	73
2020 Q4	$372K	Buy	1,411 +100	+8%	+$22.3K	1.72%	20
2020 Q3	$263K	Sell	1,311 -1,900	-59%	-$387K	1.49%	24
2020 Q2	$635K	Buy	+3,211	New	+$603K	0.95%	12
2020 Q1	–	Sell	-9,410	Closed	-$2.16M	–	440
2019 Q4	$2.16M	Buy	+9,410	New	+$2.04M	0.11%	268
2019 Q2	–	Sell	-15,610	Closed	-$3M	–	1461
2019 Q1	$3M	Buy	+15,610	New	+$3.01M	0.18%	143
2018 Q4	–	Sell	-2,400	Closed	-$538K	–	1445
2018 Q3	$538K	Sell	2,400 -12,200	-84%	-$2.84M	0.02%	827
2018 Q2	$3.22M	Buy	+14,600	New	+$3.48M	0.13%	213
2015 Q2	–	Sell	-10,037	Closed	-$1.89M	–	1560
2015 Q1	$1.89M	Buy	+10,037	New	+$1.87M	0.07%	415
2014 Q2	–	Sell	-38,060	Closed	-$6.24M	–	1382
2014 Q1	$6.24M	Buy	+38,060	New	+$6.4M	0.33%	60
2013 Q3	–	Sell	-87,976	Closed	-$13.3M	–	1372
2013 Q2	$13.3M	Buy	+87,976	New	+$13.4M	0.44%	35

Other funds holding GS

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Massachusetts Financial Services

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Eagle Capital Management (New York)

Eagle Capital Management (New York) New York $29.8B AUM 12.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return