A.R.T. Advisors’s Capstead Mortgage Corp. CMO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-16,810	Closed	-$124K	–	1931
2019 Q3	$124K	Sell	16,810 -5,000	-23%	-$40.2K	0.01%	1251
2019 Q2	$182K	Buy	21,810 +8,100	+59%	+$68.1K	0.01%	1121
2019 Q1	$118K	Buy	+13,710	New	+$107K	0.01%	1159
2018 Q3	–	Sell	-44,500	Closed	-$398K	–	1925
2018 Q2	$398K	Sell	44,500 -73,600	-62%	-$659K	0.02%	995
2018 Q1	$1.02M	Buy	118,100 +53,400	+83%	+$462K	0.04%	657
2017 Q4	$559K	Buy	64,700 +10,000	+18%	+$91.8K	0.02%	847
2017 Q3	$527K	Buy	54,700 +14,500	+36%	+$143K	0.03%	809
2017 Q2	$419K	Buy	40,200 +6,600	+20%	+$70.7K	0.02%	882
2017 Q1	$354K	Buy	+33,600	New	+$355K	0.02%	938
2016 Q2	–	Sell	-21,993	Closed	-$217K	–	1877
2016 Q1	$217K	Buy	+21,993	New	+$204K	0.01%	1144