A.R.T. Advisors’s Citizens Financial Group CFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-31,240	Closed	-$1.27M	–	218
2019 Q4	$1.27M	Sell	31,240 -71,160	-69%	-$2.66M	0.06%	458
2019 Q3	$3.62M	Buy	+102,400	New	+$3.57M	0.18%	117
2019 Q1	–	Sell	-74,600	Closed	-$2.22M	–	1339
2018 Q4	$2.22M	Buy	+74,600	New	+$2.62M	0.14%	210
2018 Q2	–	Sell	-110,300	Closed	-$4.63M	–	1457
2018 Q1	$4.63M	Buy	110,300 +101,100	+1,099%	+$4.54M	0.19%	120
2017 Q4	$386K	Sell	9,200 -54,300	-86%	-$2.12M	0.02%	991
2017 Q3	$2.4M	Sell	63,500 -274,000	-81%	-$9.58M	0.12%	221
2017 Q2	$12M	Buy	337,500 +132,600	+65%	+$4.7M	0.64%	9
2017 Q1	$7.08M	Buy	+204,900	New	+$7.48M	0.33%	51
2016 Q4	–	Sell	-8,300	Closed	-$205K	–	1291
2016 Q3	$205K	Sell	8,300 -339,013	-98%	-$7.79M	0.07%	486
2016 Q2	$6.94M	Buy	+347,313	New	+$7.71M	0.35%	42
2016 Q1	–	Sell	-95,608	Closed	-$2.5M	–	1388
2015 Q4	$2.5M	Buy	95,608 +49,556	+108%	+$1.25M	0.12%	224
2015 Q3	$1.1M	Buy	46,052 +11,212	+32%	+$286K	0.04%	596
2015 Q2	$951K	Buy	+34,840	New	+$923K	0.03%	744
2015 Q1	–	Sell	-42,897	Closed	-$1.07M	–	1449
2014 Q4	$1.07M	Buy	+42,897	New	+$1.02M	0.04%	619