A.R.T. Advisors’s Cadiz CDZI Stock Holding History

A.R.T. Advisors’s Portfolio CDZI Stock Details CDZI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-15,127	Closed	-$198K	–	1427
2018 Q2	$198K	Buy	+15,127	New	+$196K	0.01%	1235
2017 Q3	–	Sell	-34,529	Closed	-$466K	–	1374
2017 Q2	$466K	Buy	34,529 +8,500	+33%	+$126K	0.02%	834
2017 Q1	$391K	Buy	+26,029	New	+$364K	0.02%	897
2016 Q3	–	Sell	-11,291	Closed	-$66K	–	713
2016 Q2	$66K	Buy	+11,291	New	+$65.2K	﹤0.01%	1248
2016 Q1	–	Sell	-23,991	Closed	-$126K	–	1383
2015 Q4	$126K	Buy	+23,991	New	+$92K	0.01%	1301
2015 Q1	–	Sell	-18,015	Closed	-$201K	–	1446
2014 Q4	$201K	Buy	+18,015	New	+$188K	0.01%	1225

Other funds holding CDZI

Water Asset Management New York $43.6M AUM 40.7% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

American Assets Capital Advisers San Diego, California $94.7M AUM 5.49% 1-Year Est. Return

Odey Asset Management Group London, United Kingdom $381M AUM 45.36% 1-Year Est. Return

Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

KBC Group Brussels, Belgium $39.9B AUM 29.7% 1-Year Est. Return