A.R.T. Advisors’s Alcoa AA Stock Holding History

A.R.T. Advisors’s Portfolio AA Stock Details AA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-63,604	Closed	-$1.37M	–	31
2019 Q4	$1.37M	Buy	+63,604	New	+$1.32M	0.07%	441
2019 Q3	–	Sell	-189,904	Closed	-$4.45M	–	1388
2019 Q2	$4.45M	Buy	189,904 +81,800	+76%	+$2.04M	0.25%	80
2019 Q1	$3.04M	Buy	108,104 +35,404	+49%	+$1.01M	0.18%	139
2018 Q4	$1.93M	Buy	72,700 +40,000	+122%	+$1.35M	0.12%	239
2018 Q3	$1.32M	Sell	32,700 -98,600	-75%	-$4.29M	0.06%	462
2018 Q2	$6.16M	Buy	+131,300	New	+$6.6M	0.25%	81
2018 Q1	–	Sell	-75,600	Closed	-$4.07M	–	1459
2017 Q4	$4.07M	Buy	+75,600	New	+$3.46M	0.18%	130
2017 Q3	–	Sell	-119,400	Closed	-$3.9M	–	1302
2017 Q2	$3.9M	Buy	+119,400	New	+$3.87M	0.21%	107
2015 Q4	–	Sell	-147,777	Closed	-$3.43M	–	1424
2015 Q3	$3.43M	Sell	147,777 -95,196	-39%	-$2.23M	0.13%	220
2015 Q2	$6.51M	Sell	242,973 -439,408	-64%	-$13.6M	0.22%	100
2015 Q1	$21.2M	Buy	682,381 +243,896	+56%	+$8.76M	0.73%	12
2014 Q4	$16.6M	Buy	438,485 +55,017	+14%	+$2.13M	0.62%	13
2014 Q3	$14.8M	Buy	383,468 +264,987	+224%	+$10.4M	0.69%	13
2014 Q2	$4.24M	Buy	118,481 +101,860	+613%	+$3.34M	0.22%	106
2014 Q1	$514K	Buy	+16,621	New	+$462K	0.03%	728

Other funds holding AA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Orbis Allan Gray Hamilton, Bermuda $23.7B AUM 65.43% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Two Sigma Investments

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return