6 Meridian’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

6 Meridian’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$459K	Sell	19,379 -3,087	-14%	-$77.7K	0.03%	176
2021 Q3	$539K	Sell	22,466 -3,189	-12%	-$75.1K	0.04%	156
2021 Q2	$651K	Sell	25,655 -5,189	-17%	-$122K	0.05%	153
2021 Q1	$618K	Sell	30,844 -7,477	-20%	-$136K	0.05%	150
2020 Q4	$559K	Sell	38,321 -1,810	-5%	-$23.8K	0.05%	151
2020 Q3	$402K	Buy	40,131 +5,592	+16%	+$69.7K	0.04%	157
2020 Q2	$468K	Buy	34,539 +25,155	+268%	+$329K	0.05%	157
2020 Q1	$65K	Sell	9,384 -16,406	-64%	-$528K	0.01%	468
2019 Q4	$1.11M	Buy	+25,790	New	+$1.07M	0.1%	119
2019 Q3	–	Sell	-12,570	Closed	-$590K	–	515
2019 Q2	$590K	Buy	12,570 +761	+6%	+$36.2K	0.06%	191
2019 Q1	$573K	Buy	+11,809	New	+$558K	0.06%	183

Other funds holding CTR

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return