1832 Asset Management’s BlackRock Enhanced Captial and Income Fund CII Stock Holding History

1832 Asset Management’s Portfolio CII Stock Details CII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-85,000	Closed	-$1.25M	–	614
2014 Q2	$1.25M	Sell	85,000 -215,000	-72%	-$3.11M	﹤0.01%	444
2014 Q1	$4.17M	Sell	300,000 -143,729	-32%	-$1.99M	0.01%	363
2013 Q4	$6.07M	Hold	443,729	–	–	0.02%	292
2013 Q3	$5.73M	Buy	443,729 +10,215	+2%	+$133K	0.03%	260
2013 Q2	$5.47M	Buy	+433,514	New	+$5.65M	0.02%	279

Other funds holding CII

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

1832 Asset Management's CII Position: Q3 2014 in Review

1832 Asset Management sold out of BlackRock Enhanced Captial and Income Fund (CII) in Q3 2014, closing a stake of 85,000 shares — an estimated $1.25M sold.

1832 Asset Management first reported a position in CII in Q2 2013 and held it in 5 quarters. The position peaked at $6.07M in Q4 2013. 46 funds tracked by Wall St. Rank hold CII as of Q3 2014.

1832 Asset Management reported no remaining BlackRock Enhanced Captial and Income Fund position as of Q3 2014 after selling out during the quarter.
1832 Asset Management sold 85,000 BlackRock Enhanced Captial and Income Fund shares in Q3 2014, an estimated $1.25M.
1832 Asset Management first reported a position in BlackRock Enhanced Captial and Income Fund in Q2 2013 and held it in 5 quarters.
1832 Asset Management's BlackRock Enhanced Captial and Income Fund position peaked at $6.07M in Q4 2013.
46 funds tracked by Wall St. Rank held BlackRock Enhanced Captial and Income Fund as of Q3 2014.

Based on 1832 Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.