1832 Asset Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

1832 Asset Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-205,712	Closed	-$3.47M	–	807
2016 Q4	$3.47M	Buy	205,712 +75,000	+57%	+$1.26M	0.01%	458
2016 Q3	$2.21M	Buy	130,712 +27,770	+27%	+$453K	0.01%	382
2016 Q2	$1.64M	Buy	102,942 +581	+0.6%	+$9.16K	0.01%	379
2016 Q1	$2.6M	Buy	102,361 +2,361	+2%	+$34.3K	0.01%	368
2015 Q4	$1.52M	Buy	+100,000	New	+$1.53M	0.01%	374

Other funds holding AFT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

1832 Asset Management's AFT Position: Q1 2017 in Review

1832 Asset Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q1 2017, closing a stake of 205,712 shares — an estimated $3.47M sold.

1832 Asset Management first reported a position in AFT in Q4 2015 and held it in 5 quarters. The position peaked at $3.47M in Q4 2016. 38 funds tracked by Wall St. Rank hold AFT as of Q1 2017.

1832 Asset Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q1 2017 after selling out during the quarter.
1832 Asset Management sold 205,712 Apollo Senior Floating Rate Fund Inc. shares in Q1 2017, an estimated $3.47M.
1832 Asset Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2015 and held it in 5 quarters.
1832 Asset Management's Apollo Senior Floating Rate Fund Inc. position peaked at $3.47M in Q4 2016.
38 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q1 2017.

Based on 1832 Asset Management's 13F filing for Q1 2017, filed 15 May 2017.